Form ADV-E, cover sheet for each certificate of accounting of client securities and funds in the custody of an investment adviser

OMB 3235-0361

OMB 3235-0361

Form ADV-E is the cover sheet for accountant examination certificates filed pursuant to rule 206(4)-2 under the Investment Advisers Act by certain investment advisers retaining custody of client securities or funds.

The latest form for Form ADV-E, cover sheet for each certificate of accounting of client securities and funds in the custody of an investment adviser expires 2022-03-31 and can be found here.

SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0361: Form ADV-E filings .

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Revision of a currently approved collection 1991-06-25
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No material or nonsubstantive change to a currently approved collection 1989-06-19
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New collection (Request for a new OMB Control Number) 1988-08-09

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