Rule 7d-1 (17 CFR 270.7d-1) under the Investment Company Act of 1940

OMB 3235-0311

OMB 3235-0311

Rule 7d-1 specifies the conditions under which a Canadian management investment company may request an order from the Commission permitting it to register under the Investment Company Act of 1940; other foreign management investment companies also generally agree to comply with the requirements of the rule as a prerequisite to receiving a Commission order permitting registration under the Investment Company Act of 1940.

The latest form for Rule 7d-1 (17 CFR 270.7d-1) under the Investment Company Act of 1940 expires 2022-11-30 and can be found here.

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