Rule 20a-1 under the Investment Company Act of 1940, Solicitation of Proxies, Consents and Authorizations

OMB 3235-0158

Rule 20a-1 under the Investment Company Act of 1940 requires that the solicitation of a proxy, consent, or authorization with respect to a security issued by a registered investment company be in compliance with Regulation 14A, Schedule 14A, and all other rules and regulations adopted pursuant to section 14(a) of the Securities Exchange Act of 1934.

The latest form for Rule 20a-1 under the Investment Company Act of 1940, Solicitation of Proxies, Consents and Authorizations expires 2022-10-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Supporting Statement for rule 20a-1.pdf Supporting Statement A
Rule 20a-1 Under the Investment Company Act of 1940, Solicitation of Proxies, Consents and Authorizations

All Historical Document Collections

202202-3235-010 Approved without change	Revision of a currently approved collection	2022-02-09
201911-3235-001 Comment filed on proposed rule and continue	Revision of a currently approved collection	2019-11-12
201904-3235-003 Approved with change	Extension without change of a currently approved collection	2019-08-06
201810-3235-030 Comment filed on proposed rule and continue	Revision of a currently approved collection	2018-10-19
201602-3235-007 Approved without change	Extension without change of a currently approved collection	2016-09-13
201307-3235-013 Approved without change	Extension without change of a currently approved collection	2013-07-25
201009-3235-026 Approved without change	Revision of a currently approved collection	2010-09-28
201007-3235-033 Approved without change	Revision of a currently approved collection	2010-08-03
201004-3235-004 Comment filed on proposed rule and continue	Revision of a currently approved collection	2010-04-14
201002-3235-008 Approved without change	Revision of a currently approved collection	2010-02-04
200912-3235-010 Preapproved	Revision of a currently approved collection	2009-12-10
200909-3235-005 Preapproved	Revision of a currently approved collection	2009-09-03
200903-3235-011 Approved without change	Extension without change of a currently approved collection	2009-06-08
200608-3235-005 Approved without change	Extension without change of a currently approved collection	2006-09-06
200401-3235-009 Comment filed on proposed rule and continue	Revision of a currently approved collection	2004-01-22
200309-3235-001 Approved without change	Revision of a currently approved collection	2003-09-10
200211-3235-003 Approved without change	Extension without change of a currently approved collection	2002-11-13
199911-3235-001 Approved without change	Revision of a currently approved collection	1999-11-02
199706-3235-001 Approved without change	Extension without change of a currently approved collection	1997-06-17
199408-3235-001 Approved without change	Extension without change of a currently approved collection	1994-08-12
199402-3235-016 Approved without change	Revision of a currently approved collection	1994-02-03
199301-3235-063 Approved without change	Revision of a currently approved collection	1993-01-26
199205-3235-001 Approved without change	Revision of a currently approved collection	1992-05-01
199108-3235-013 Approved without change	Extension without change of a currently approved collection	1991-08-05
198808-3235-025 Approved without change	Extension without change of a currently approved collection	1988-08-09
198508-3235-027 Approved without change	Extension without change of a currently approved collection	1985-08-27
198308-3235-027 Approved with change	No material or nonsubstantive change to a currently approved collection	1983-08-16
198207-3235-002 Approved without change	Revision of a currently approved collection	1982-07-27
198201-3235-005 Approved with change	No material or nonsubstantive change to a currently approved collection	1982-01-19
198110-3235-017 Approved without change	New collection (Request for a new OMB Control Number)	1981-10-19