Rule 12d1-3 requires a certification that a security has been approved by an exchange for listing and registration pursuant to Section 12(d) of the Securities Exchange Act of 1934 to be filed with the Commission.
The latest form for Rule 12d1-3 expires 2022-10-31 and can be found here.
Document Name |
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Supporting Statement A |
Supplementary Document |
Supplementary Document |