Exchange Act Rule 12d2-1 (17 CFR 240.12d2-1): Suspension of Trading

OMB 3235-0081

Rule 12d2-1, which was adopted in 1935, requires that national securities exchanges send written notice to the Commission of all trading suspensions. This provides the Commission with information necessary to determine whether suspensions have been accomplished in accordance with federal securities laws and exchange rules.

The latest form for Exchange Act Rule 12d2-1 (17 CFR 240.12d2-1): Suspension of Trading expires 2021-10-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
89 FR 88842 (OMB 3235-0081).pdf Supplementary Document
89 FR 68227 (OMB 3235-0081).pdf Supplementary Document
Supporting Statement_Rule 12d2-1 2024 DGL REVISED.docx Supporting Statement A
Exchange Act Rule 12d2-1 (17 CFR 240.12d2-1): Suspension of Trading

All Historical Document Collections

202408-3235-007	Extension without change of a currently approved collection	2024-11-08
202107-3235-002 Approved without change	Extension without change of a currently approved collection	2021-10-25
201804-3235-010 Approved without change	Extension without change of a currently approved collection	2018-07-24
201411-3235-001 Approved without change	Extension without change of a currently approved collection	2015-03-31
201111-3235-014 Approved without change	Extension without change of a currently approved collection	2012-01-26
200812-3235-012 Approved without change	Extension without change of a currently approved collection	2008-12-31
200510-3235-003 Approved without change	Extension without change of a currently approved collection	2005-10-11
200208-3235-011 Approved without change	Extension without change of a currently approved collection	2002-08-09
199908-3235-017 Approved without change	Extension without change of a currently approved collection	1999-08-17
199609-3235-008 Approved without change	Extension without change of a currently approved collection	1996-09-16
199308-3235-031 Approved without change	Extension without change of a currently approved collection	1993-08-25
199101-3235-003 Approved without change	Reinstatement with change of a previously approved collection	1991-01-23
198710-3235-022 Approved without change	Extension without change of a currently approved collection	1987-10-27
198408-3235-009 Approved without change	Extension without change of a currently approved collection	1984-08-17
198108-3235-029 Approved without change	New collection (Request for a new OMB Control Number)	1981-08-24