Resolution Plans Required

OMB 3064-0210

To promote financial stability, section 165(d) of the Dodd-Frank Act requires each covered company to periodically submit a plan for such company’s rapid and orderly resolution under the Bankruptcy Code in the event of the company’s material financial distress or failure.

The latest form for Resolution Plans Required expires 2022-12-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Final Guidance ZA38 - Foreign Resolution Plans Triennial Filers 89 FR 66510 August 15, 2924.pdf Supplementary Document
Proposed Guidance; Request for Comments ZA38 - Guidance for Resolution Plan Submissions of Foreign Triennial Full Filers 88 FR 64641 September 19, 2023.pdf Supplementary Document
Final Guidance ZA37 - Resolution Plans Triennial Filers 89 FR 66388 August 15, 2024.pdf Supplementary Document
Proposed Guidance; Request for Comments ZA37 - Guidance for Resolution Plan Submissions of Domestic Triennial Full Filers 88 FR 64626 September 19, 2023.pdf Supplementary Document
SPST-0210 Final Guidance.docx Supporting Statement A
12 CFR 381.4(b), Triennial Full - Domestic MPOE
12 CFR 381.4(b), Triennial Full - FBO MPOE
12 CFR 381.4(b), Triennial Full - FBO SPOE
12 CFR 381.4(d)(6)(ii) - Waivers by Covered Companies
12 CFR 381.4(a) - Biennial Filers - Domestic
12 CFR 381.4(b) - Triennial Full - Foreign and Domestic
12 CFR 381.4(b) - Triennial Full - Complex Foreign
12 CFR 381.4(c) - Triennial Reduced

All Historical Document Collections

202408-3064-008	Revision of a currently approved collection	2024-08-22
202309-3064-004 Approved without change	Revision of a currently approved collection	2023-09-26
202012-3064-001	Revision of a currently approved collection	2020-12-22
201911-3064-002 Approved without change	Existing collection in use without an OMB Control Number	2019-11-15
201905-3064-003 Comment filed on proposed rule	New collection (Request for a new OMB Control Number)	2019-05-20

OMB Details

Triennial Reduced

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight