Registration of Mortgage Loan Originators

OMB 3064-0171

Implements the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) requirement that employees of Federally-regulated institutions who engage in the business of a mortgage loan originator to register with the Nationwide Mortgage Licensing System and Registry and establishes national licensing and registration requirements. It also directs Federally-regulated institutions to have written policies and procedures in place to ensure that their employees who perform mortgage loan originations coomply with the registration and other SAFE Act requirements.

The latest form for Registration of Mortgage Loan Originators expires 2022-06-30 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
SPST-0171 - Registration of Mortgage Loan Originators (SAFE Act) - 2022 FINAL.docx Supporting Statement A
FR2 0171 Registration of Mortgage Loan Originators 87 FR 15992 March 21 2022.pdf Supplementary Document
FR1 0171 - Registration of Mortgage Loan Originators 87 FR 2155 Jan 13 2022.pdf Supplementary Document
Financial Institution Procedures for Public Disclosure of Mortgage Loan Originator's Unique Identifier
Financial Institution Procedures for the Collection and Maintenance of Employee Mortgage Loan Originator's Criminal History Background Reports - Implementation
Financial Institution Procedures to Track and Monitor Compliance with S.A.F.E. Act Compliance - Implementation
Financial Institution Policies and Procedures for Ensuring Employee-Mortgage Loan Originator Compliance With S.A.F.E. Act Requirements - Implementation
Mortgage Loan Originator Annual Renewal Registration Reporting and Authorization Requirements
Mortgage Loan Originator Procedures for Disclosure to Consumers of Unique Identifier
Financial Institution Procedures for the Collection of Employee Mortgage Loan Originator's Fingerprints
Mortgage Loan Originator Registration Updates Upon Change in Circumstances
Mortgage Loan Originator Initial Registration Reporting and Authorization Requirements
Financial Institution Information Reporting to Registry
Financial Institution Procedures for Public Disclosure of Mortgage Loan Originator's Unique Identifier - Ongoing
Financial Institution Procedures for the Collection and Maintenance of Employee Mortgage Loan Originator's Criminal History Background Reports - Ongoing
Financial Institution Procedures to Track and Monitor Compliance with S.A.F.E. Act Compliance Ongoing
Financial Institution Policies and Procedures for Ensuring Employee-Mortgage Loan Originator Compliance With S.A.F.E. Act Requirements - Ongoing

All Historical Document Collections

202203-3064-001 Approved without change	Revision of a currently approved collection	2022-03-21
201904-3064-010 Approved without change	Extension without change of a currently approved collection	2019-05-01
201511-3064-006 Approved without change	Revision of a currently approved collection	2015-11-27
201207-3064-003 Approved without change	Extension without change of a currently approved collection	2012-09-26
201010-3064-001 Approved without change	Revision of a currently approved collection	2010-10-04
200905-3064-003 Preapproved	New collection (Request for a new OMB Control Number)	2009-06-09

OMB Details

Financial Institution Policies and Procedures for Ensuring Employee-Mortgage Loan Originator Compliance With S.A.F.E. Act Requirements

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight