Qualifications for Failed Bank Acquisitions

OMB 3064-0169

The FDIC’s policy statement on Qualifications for Failed Bank Acquisitions provides guidance to private capital investors interested in acquiring or investing in failed insured depository institutions regarding the terms and conditions for such investments or acquisitions. The information collected pursuant to the policy statement allows the FDIC to evaluate, among other things, whether such investors (and their related interests) could negatively impact the Deposit Insurance Fund, increase resolution costs, or operate in a manner that conflict with statutory safety and soundness principles and compliance requirements.

The latest form for Qualifications for Failed Bank Acquisitions expires 2022-11-30 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
SPST-0169 Qualifications for Failed Bank Acquisitions 2022 Extension.docx Supporting Statement A
FR2 0169 Qualifications for Failed Bank Acquisitions 87 FR 68491 November 15 2022.pdf Supplementary Document
FR1 0169 Qualifications for Failed Bank Acquisitions 87 FR 56417 September 14 2022.pdf Supplementary Document
Section I - disclosures regarding investors and entities in ownership chain Other-Policy Statement
Section E - maintenance of business books and records Other-Policy Statement
Section D - investor reports on affilliates Other-Policy Statement

All Historical Document Collections

202209-3064-001 Approved without change	Extension without change of a currently approved collection	2022-11-29
201907-3064-001 Approved without change	Extension without change of a currently approved collection	2019-10-18
201603-3064-003 Approved without change	Revision of a currently approved collection	2016-06-06
201301-3064-004 Approved without change	Revision of a currently approved collection	2013-04-30
200911-3064-004 Approved without change	Extension without change of a currently approved collection	2010-02-11
200908-3064-001 Approved without change	New collection (Request for a new OMB Control Number)	2009-08-26

OMB Details

Section D - investor reports on affilliates

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight