External Audits

OMB 3064-0113

The FDI Act requires insured institutions above a certain size to conduct annual independent audits, internal control assessments, and related activities.

The latest form for External Audits expires 2022-12-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
SPST-0113 External Audit 2022 Renewal FINAL.docx Supporting Statement A
FR2 0113 External Audits 87 FR 56413 September 14 2022.pdf Supplementary Document
FR1 0113 External Audits 87 FR 36855 June 21 2022.pdf Supplementary Document
FDIC Supervised Institutions with $500M - $1B in Total Assets -Notice of Change in Accountants (Recordkeeping)
FDIC Supervised Institutions with $500M - $1B in Total Assets - Filing of Other Reports (Recordkeeping)
FDIC Supervised Institutions with $500M - $1B in Total Assets - Audit Committee Composition (Recordkeeping)
FDIC Supervised Institutions with $500M - $1B in Total Assets - Annual Report (Recordkeeping)
FDIC Supervised Institutions with $1B - $3B in Total Assets - Notice of Change in Accountants (Recordkeeping)
FDIC Supervised Institutions with $1B - $3B in Total Assets - Filing of Other Reports (Recordkeeping)
FDIC Supervised Institutions with $1B - $3B in Total Assets - Audit Committee Composition (Recordkeeping)
FDIC Supervised Institutions with $1B - $3B in Total Assets - Annual Report (Recordkeeping)
FDIC Supervised Institutions with $3B - $10B in Total Assets - Notice of Change in Accountants (Recordkeeping)
FDIC Supervised Institutions with $3B - $10B in Total Assets - Filing of Other Reports (Recordkeeping)
FDIC Supervised Institutions with $3B - $10B in Total Assets - Audit Committee Composition (Recordkeeping)
FDIC Supervised Institutions with $3B - $10B in Total Assets - Annual Report (Recordkeeping)
FDIC Supervised Institutions with $10B or More in Total Assets - Notice of Change in Accountants (Recordkeeping)
FDIC Supervised Institutions with $10B or More in Total Assets - Filing of Other Reports (Recordkeeping)
FDIC Supervised Institutions with $10B or More in Total Assets - Audit Committee Composition (Recordkeeping)
FDIC Supervised Institutions with $10B or More in Total Assets - Annual Report (Recordkeeping)
FDIC Supervised Institutions with Less Than $500M in Total Assets - Filing of Other Reports (Recordkeeping)
FDIC Supervised Institutions with Less Than $500M in Total Assets - Filing of Other Reports (Reporting)
FDIC Supervised Institutions with $500M - $1B in Total Assets -Notice of Change in Accountants (Reporting)
FDIC Supervised Institutions with $500M - $1B in Total Assets - Filing of Other Reports (Reporting)
FDIC Supervised Institutions with $500M - $1B in Total Assets - Audit Committee Composition (Reporting)
FDIC Supervised Institutions with $500M - $1B in Total Assets - Annual Report (Reporting)
FDIC Supervised Institutions with $1B - $3B in Total Assets - Notice of Change in Accountants (Reporting)
FDIC Supervised Institutions with $1B - $3B in Total Assets - Filing of Other Reports (Reporting)
FDIC Supervised Institutions with $1B - $3B in Total Assets - Audit Committee Composition (Reporting)
FDIC Supervised Institutions with $1B - $3B in Total Assets - Annual Report (Reporting)
FDIC Supervised Institutions with $3B - $10B in Total Assets - Notice of Change in Accountants (Reporting)
FDIC Supervised Institutions with $3B - $10B in Total Assets - Filing of Other Reports (Reporting)
FDIC Supervised Institutions with $3B - $10B in Total Assets - Audit Committee Composition (Reporting)
FDIC Supervised Institutions with $3B - $10B in Total Assets - Annual Report (Reporting)
FDIC Supervised Institutions with $10B or More in Total Assets - Notice of Change in Accountants (Reporting)
FDIC Supervised Institutions with $10B or More in Total Assets - Filing of Other Reports (Reporting)
FDIC Supervised Institutions with $10B or More in Total Assets - Audit Committee Composition (Reporting)
FDIC Supervised Institutions with $10B or More in Total Assets - Annual Report (Reporting)

All Historical Document Collections

202207-3064-004 Approved without change	Revision of a currently approved collection	2022-12-22
201910-3064-003 Approved without change	Revision of a currently approved collection	2019-10-29
201512-3064-007 Approved without change	Revision of a currently approved collection	2016-02-24
201203-3064-005 Approved without change	Extension without change of a currently approved collection	2012-10-31
200901-3064-006 Approved without change	Extension without change of a currently approved collection	2009-07-07
200809-3064-006 Approved without change	Revision of a currently approved collection	2008-10-06
200508-3064-005 Approved without change	Revision of a currently approved collection	2005-08-24
200211-3064-002 Approved without change	Extension without change of a currently approved collection	2002-11-19
199910-3064-001 Approved without change	Revision of a currently approved collection	1999-10-13
199709-3064-003 Approved without change	Revision of a currently approved collection	1997-09-25
199506-3064-016 Approved without change	Revision of a currently approved collection	1995-06-22
199209-3064-003 Approved without change	New collection (Request for a new OMB Control Number)	1992-09-22

OMB Details

External Audits

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight