An insured state nonmember bank that serves as a municipal securities dealer must file Form MSD-4 or MSD-5, as applicable, to permit an employee to become associated, or to terminate the association, with the municipal securities dealer. FEB 2017 - The agencies are making nonsubstantive revisions to the forms and instructions associated with this information collection to remove a requirement to provide Social Security Number information and to permit alternative means of filing.
The latest form for Uniform Application/Uniform Termination for Municipal Securities Principal or Representative expires 2021-04-30 and can be found here.
Document Name |
---|
Form |
Form |
Supporting Statement A |
Supplementary Document |
Supplementary Document |
Federal Enterprise Architecture: Economic Development - Financial Sector Oversight
Form FDIC 6200-54 Revised August 2018 | Form MSD-4 Uniform Application for Municipal Securities Principal or Municipal Securities Representative Associated With a Bank Municipal Securities Dealer | Fillable Fileable | Form |
Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.