Customer Identification Program Regulatory Requirements for Mutual Funds

OMB 1506-0033

Mutual Funds are required to establish and maintain customer identification programs. A copy of the written program must be maintained for five years. See 31 CFR 1024.220

The latest form for Customer Identification Program Regulatory Requirements for Mutual Funds expires 2021-01-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
1506-0033 MF CIP Supporting Statement 8_29_2024 Final.docx Supporting Statement A
Implementation of a Customer Identification Program
Customer Identification Program Notification to Customers
Maintenance of Customer Identification Programs

All Historical Document Collections

202408-1506-004	Extension without change of a currently approved collection	2024-08-30
202011-1506-004	Extension without change of a currently approved collection	2020-11-30
201808-1506-010 Approved without change	Revision of a currently approved collection	2018-11-30
201509-1506-005 Approved without change	Revision of a currently approved collection	2015-09-30
201205-1506-004 Approved without change	Extension without change of a currently approved collection	2012-07-16
200905-1506-007 Approved without change	Extension without change of a currently approved collection	2009-05-27
200605-1506-007 Approved without change	Extension without change of a currently approved collection	2006-05-03
200304-1506-002 Approved without change	New collection (Request for a new OMB Control Number)	2003-04-21