The Department's regulation at 29 CFR 2510.3-38 provides that, in order to meet the definition of investment manager in section 3(38) of the Employee Retirement Income Security Act of 1974, state-registered investment advisers must register electronically through a centralized electronic filing system established by the SEC and state investment authorities called the Investment Adviser Registration Depository ("IARD") rather than providing a paper copy of their state registration to the Secretary of Labor.
The latest form for Employee Retirement Income Security Act of 1974 Investment Manager Electronic Registration expires 2022-09-30 and can be found here.
Document Name |
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Supporting Statement A |
Approved without change |
Extension without change of a currently approved collection | 2022-07-28 | |
Approved without change |
Extension without change of a currently approved collection | 2019-08-16 | |
Approved without change |
Extension without change of a currently approved collection | 2016-05-31 | |
Approved without change |
Extension without change of a currently approved collection | 2013-03-19 | |
Approved without change |
Extension without change of a currently approved collection | 2010-02-25 | |
Approved without change |
Extension without change of a currently approved collection | 2007-01-10 | |
Approved without change |
New collection (Request for a new OMB Control Number) | 2003-12-09 |