PTCE 2002-12 permits cross trades of securities among Index and Model-Driven Funds (Funds) managed by investment managers and among such Funds and certain Large Accounts to which such investment managers act as a "trading adviser" in connection with a specific portfolio restructuring program.
The latest form for Prohibited Transaction Class Exemption for Cross-Trades of Securities by Index and Model-Driven Funds (PTCE 2002-12) expires 2022-04-30 and can be found here.
Approved without change |
Extension without change of a currently approved collection | 2022-02-23 | |
Approved without change |
Extension without change of a currently approved collection | 2019-03-01 | |
Approved without change |
Extension without change of a currently approved collection | 2015-10-22 | |
Approved without change |
Extension without change of a currently approved collection | 2012-08-03 | |
Approved without change |
Extension without change of a currently approved collection | 2009-07-30 | |
Approved without change |
Extension without change of a currently approved collection | 2006-06-07 | |
Approved without change |
Extension without change of a currently approved collection | 2003-04-30 | |
Approved without change |
No material or nonsubstantive change to a currently approved collection | 2002-04-30 | |
Approved without change |
New collection (Request for a new OMB Control Number) | 1999-12-13 |