(MA)-Municipal Securities Dealers and Government Securities Brokers and Dealers Registration and Withdrawal

Municipal Securities Dealers and Government Securities Brokers and Dealers Registration and Withdrawal

Documents and Forms

Document Name Document Type
Form MSD (MA)-Municipal Securities Dealers and Government Securities Brokers and Dealers Registration and Withdrawal Form and Instruction
MSD Application for Registration as a Municipal Securities D MSD.pdf www.occ.gov/publications-and-resources/forms/index-forms.html Form and Instruction
MSDW Notice of Withdrawal from Registration as a Municipal Se MSDW.pdf www.occ.gov/publications-and-resources/forms/index-forms.html Form and Instruction
MSD-4 Uniform Application for Municipal Securities Principal o MSD-4.fdf www.occ.gov/publications-and-resources/forms/index-forms.html Form and Instruction
G-FIN Notice by Financial Institutions of Government Securitie G-FIN.fdf www.occ.gov/publications-and-resources/forms/index-forms.html Form and Instruction
G-FINW Notice by Financial Institutions of Termination of Activ G-FINW.fdf www.occ.gov/publications-and-resources/forms/index-forms.html Form and Instruction
MSD-5 Uniform Termination Notice for Municipal Securities Prin MSD-5.fdf www.occ.gov/publications-and-resources/forms/index-forms.html Form and Instruction
G-FIN-4 Disclosure Form for Person Associated with a Financial I G-FIN-4.pdf www.occ.gov/publications-and-resources/forms/index-forms.html Form and Instruction
G-FIN-5 Uniform Termination Notice for Person Associated with a G-FIN-5.pdf www.occ.gov/publications-and-resources/forms/index-forms.html Form and Instruction

Information Collection (IC) Details

IC Title:	(MA)-Municipal Securities Dealers and Government Securities Brokers and Dealers Registration and Withdrawal	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	MSD	https://www.occ.gov/publications-and-resources/forms/index-forms.html	Yes	No	Printable Only
Form and Instruction	MSDW	https://www.occ.gov/publications-and-resources/forms/index-forms.html	Yes	No	Printable Only
Form and Instruction	MSD-4	https://www.occ.gov/publications-and-resources/forms/index-forms.html	Yes	No	Printable Only
Form and Instruction	G-FIN	https://www.occ.gov/publications-and-resources/forms/index-forms.html	Yes	No	Printable Only
Form and Instruction	G-FINW	https://www.occ.gov/publications-and-resources/forms/index-forms.html	Yes	No	Printable Only
Form and Instruction	MSD-5	https://www.occ.gov/publications-and-resources/forms/index-forms.html	Yes	No	Printable Only
Form and Instruction	G-FIN-4	https://www.occ.gov/publications-and-resources/forms/index-forms.html	Yes	No	Printable Only
Form and Instruction	G-FIN-5	https://www.occ.gov/publications-and-resources/forms/index-forms.html	Yes	No	Printable Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 13	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	612	-105	717
Annual IC Time Burden (Hours)	510	-87	597
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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