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pdfFederal Register / Vol. 90, No. 149 / Wednesday, August 6, 2025 / Notices
copying at the principal office of the
Exchange. Do not include personal
identifiable information in submissions;
you should submit only information
that you wish to make available
publicly. We may redact in part or
withhold entirely from publication
submitted material that is obscene or
subject to copyright protection. All
submissions should refer to file number
SR–NYSEAMER–2025–45 and should
be submitted on or before August 27,
2025.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.30
Vanessa A. Countryman,
Secretary.
[FR Doc. 2025–14861 Filed 8–5–25; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[OMB Control No. 3235–0219]
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Agency Information Collection
Activities; Proposed Collection;
Comment Request; Reinstatement
With Change: Rule 30a–1
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission (the
‘‘Commission’’ or ‘‘SEC’’) is soliciting
comments on the collection of
information summarized below. The
Commission plans to submit this
existing collection of information to the
Office of Management and Budget for
reinstatement.
The title for the collection of
information is ‘‘Rule 30a–1 (17 CFR
270.30a–1) under the Investment
Company Act of 1940.’’
The Commission is seeking to
reinstate the Paperwork Reduction Act
(‘‘PRA’’) information collection request
for rule 30a–1 (17 CFR 270.30a–1) under
the Investment Company Act of 1940
under OMB control number 3235–0219
for the purpose of discontinuing this
information collection. The last
Commission request for OMB approval
under this control number was
submitted in May of 2000. Rule 30a–1
is an active rule, but it has been
amended since the last PRA submission
in 2000. The current rule requires
investment companies and unit
investment trusts to file an annual
report on Form N–CEN at least every
twelve months. The burden associated
with the information request outlined
within rule 30a–1 is contained within
the information collection request for
Form N–CEN under OMB control
number 3235–0729. Thus, there has
been no lapse in reporting the burden
associated with rule 30a–1. Since the
burden is being reported under an
alternative ICR, the Commission is
seeking to reinstate the rule 30a–1 ICR
under control number 3235–0729 in
order to have it properly discontinued.
Moving forward, the Commission will
reference rule 30a–1 within the ICR for
Form N–CEN.
The requirements of this collection of
information are mandatory. Responses
will not be kept confidential. An agency
may not conduct or sponsor, and a
person is not required to respond to a
collection of information unless it
displays a currently valid control
number.
Written comments are invited on: (a)
whether this proposed collection of
information is necessary for the proper
performance of the functions of the SEC,
including whether the information will
have practical utility; (b) the accuracy of
the SEC’s estimate of the burden
imposed by the proposed collection of
information, including the validity of
the methodology and the assumptions
used; (c) ways to enhance the quality,
utility, and clarity of the information to
be collected; and (d) ways to minimize
the burden of the collection of
information on respondents, including
through the use of automated, electronic
collection techniques or other forms of
information technology.
Please direct your written comments
on this 60-Day Collection Notice to
Austin Gerig, Director/Chief Data
Officer, Securities and Exchange
Commission, c/o Tanya Ruttenberg via
email to PaperworkReductionAct@
sec.gov by October 6, 2025. There will
be a second opportunity to comment on
this SEC request following the Federal
Register publishing a 30-Day
Submission Notice.
The meeting will be held via
remote means and at the Commission’s
headquarters, 100 F Street NE,
Washington, DC 20549.
STATUS: This meeting will be closed to
the public.
MATTERS TO BE CONSIDERED:
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the closed meeting. Certain
staff members who have an interest in
the matters also may be present.
In the event that the time, date, or
location of this meeting changes, an
announcement of the change, along with
the new time, date, and/or place of the
meeting will be posted on the
Commission’s website at https://
www.sec.gov.
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B)
and (10) and 17 CFR 200.402(a)(3),
(a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and
(a)(10), permit consideration of the
scheduled matters at the closed meeting.
The subject matter of the closed
meeting will consist of the following
topics:
Institution and settlement of
injunctive actions;
Institution and settlement of
administrative proceedings;
Resolution of litigation claims; and
Other matters relating to examinations
and enforcement proceedings.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting agenda items that
may consist of adjudicatory,
examination, litigation, or regulatory
matters.
CONTACT PERSON FOR MORE INFORMATION:
For further information, please contact
Vanessa A. Countryman from the Office
of the Secretary at (202) 551–5400.
Authority: 5 U.S.C. 552b.
Dated: August 4, 2025.
Sherry R. Haywood,
Assistant Secretary.
BILLING CODE 8011–01–P
[FR Doc. 2025–14928 Filed 8–5–25; 8:45 am]
BILLING CODE 8011–01–P
CFR 200.30–3(a)(12).
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PLACE:
Dated: July 31, 2025.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2025–14773 Filed 7–31–25; 4:15 pm]
SECURITIES AND EXCHANGE
COMMISSION
[OMB Control No. 3235–0206]
Sunshine Act Meetings
Agency Information Collection
Activities; Submission for OMB
Review; Comment Request; Extension:
Rule 19d–1
2:00 p.m. on Thursday,
August 7, 2025.
Upon Written Request, Copies Available
From: Securities and Exchange
SECURITIES AND EXCHANGE
COMMISSION
TIME AND DATE:
30 17
37929
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37930
Federal Register / Vol. 90, No. 149 / Wednesday, August 6, 2025 / Notices
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission (SEC or
‘‘Commission’’) is submitting to the
Office of Management and Budget
(‘‘OMB’’) this request for an extension of
the proposed collection of information
in Rule 19d–1.
Rule 19d–1 prescribes the form and
content of notices to be filed with the
Commission by self-regulatory
organizations (‘‘SROs’’) for which the
Commission is the appropriate
regulatory agency concerning the
following final SRO actions: (1)
disciplinary actions with respect to any
person; (2) denial, bar, prohibition, or
limitation of membership, participation
or association with a member or of
access to services offered by an SRO or
member thereof; (3) summarily
suspending a member, participant, or
person associated with a member, or
summarily limiting or prohibiting any
persons with respect to access to or
services offered by the SRO or a member
thereof; and (4) delisting a security.
The Rule enables the Commission to
obtain reports from the SROs containing
information regarding SRO
determinations to delist a security,
discipline members or associated
persons of members, deny membership
or participation or association with a
member, and similar adjudicated
findings. The Rule requires that such
actions be promptly reported to the
Commission. The Rule also requires that
the reports and notices supply sufficient
information regarding the background,
factual basis and issues involved in the
proceeding to enable the Commission:
(1) to determine whether the matter
should be called up for review on the
Commission’s own motion; and (2) to
ascertain generally whether the SRO has
adequately carried out its
responsibilities under the Exchange Act.
It is estimated that approximately
eighteen respondents will utilize this
application procedure annually, and
will file approximately 850
submissions, based upon recent data.
The Commission estimates that the
average number of hours necessary to
comply with the requirements of Rule
19d–1 for each submission is 1 hour.
The total annual burden for all
respondents is thus 850 hours. The
Commission estimates that the internal
compliance cost per respondent is
approximately $344 per response. The
annual internal cost of compliance for
all respondents is thus approximately
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$292,400 (17 respondents × 50
responses × $344 per response).
The filing of notices pursuant to Rule
19d–1 is mandatory for the SROs but
does not require the collection of
confidential information.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
Control Number.
Written comments are invited on: (a)
whether this proposed collection of
information is necessary for the proper
performance of the functions of the SEC,
including whether the information will
have practical utility; (b) the accuracy of
the SEC’s estimate of the burden
imposed by the proposed collection of
information, including the validity of
the methodology and the assumptions
used; (c) ways to enhance the quality,
utility, and clarity of the information to
be collected; and (d) ways to minimize
the burden of the collection of
information on respondents, including
through the use of automated, electronic
collection techniques or other forms of
information technology.
The public may view and comment
on this information collection request
at: https://www.reginfo.gov/public/do/
PRAViewICR?ref_nbr=202504-3235-004
or email comment to
MBX.OMB.OIRA.SEC_desk_officer@
omb.eop.gov within 30 days of the day
after publication of this notice, by
September 8, 2025.
Dated: August 4, 2025.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2025–14931 Filed 8–5–25; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Investment Company Act Release No. IC–
35704; 812–1586]
Man Diversified Income Fund and Man
Solutions LLC
August 1, 2025.
Securities and Exchange
Commission (‘‘Commission’’ or ‘‘SEC’’).
ACTION: Notice.
AGENCY:
Notice of an application under section
6(c) of the Investment Company Act of
1940 (the ‘‘Act’’) for an exemption from
sections 18(a)(2), 18(c) and 18(i) of the
Act, under sections 6(c) and 23(c) of the
Act for an exemption from rule 23c–3
under the Act, and for an order pursuant
to section 17(d) of the Act and rule 17d–
1 under the Act.
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Applicants
request an order to permit certain
registered closed-end investment
companies to issue multiple classes of
shares and to impose asset-based
distribution and/or service fees and
early withdrawal charges.
APPLICANTS: Man Diversified Income
Fund and Man Solutions LLC.
FILING DATE: The application was filed
on July 28, 2025.
HEARING OR NOTIFICATION OF HEARING:
An order granting the requested relief
will be issued unless the Commission
orders a hearing. Interested persons may
request a hearing on any application by
emailing the SEC’s Secretary at
Secretarys-Office@sec.gov and serving
the Applicants with a copy of the
request by email, if an email address is
listed for the relevant Applicant below,
or personally or by mail, if a physical
address is listed for the relevant
Applicant below. Hearing requests
should be received by the Commission
by 5:30 p.m. on August 26, 2025, and
should be accompanied by proof of
service on the Applicants, in the form
of an affidavit, or, for lawyers, a
certificate of service. Pursuant to rule 0–
5 under the Act, hearing requests should
state the nature of the writer’s interest,
any facts bearing upon the desirability
of a hearing on the matter, the reason for
the request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
emailing the Commission’s Secretary.
ADDRESSES: The Commission:
Secretarys-Office@sec.gov. Applicants:
Lisa Munoz, Man Diversified Income
Fund, Lisa.munoz@man.com, with
copies to Rajib Chanda, Esq., Simpson,
Thatcher and Barlett LLP, rajib.chanda@
stblaw.com, Anne Choe, Esq., Simpson,
Thatcher and Barlett LLP, anne.choe@
stblaw.com, and Jonathan H. Gaines,
Esq., Simpson, Thatcher and Barlett
LLP, jonathan.gaines@stblaw.com.
FOR FURTHER INFORMATION CONTACT:
Trace W. Rakestraw, Senior Special
Counsel, at (202) 551–6825 (Division of
Investment Management, Chief
Counsel’s Office).
SUPPLEMENTARY INFORMATION: For
Applicants’ representations, legal
analysis, and conditions, please refer to
Applicants’ application, dated July 28,
2025, which may be obtained via the
Commission’s website by searching for
the file number at the top of this
document, or for an Applicant using the
Company name search field on the
SEC’s EDGAR system. The SEC’s
EDGAR system may be searched at
https://www.sec.gov/edgar/searchedgar/
legacy/companysearch.html. You may
SUMMARY OF APPLICATION:
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File Type | application/pdf |
File Modified | 2025-08-06 |
File Created | 2025-08-06 |