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Federal Register / Vol. 90, No. 102 / Thursday, May 29, 2025 / Notices
with respect to the proposal are
completed.
should be submitted on or before June
20, 2025.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.37
Sherry R. Haywood,
Assistant Secretary.
Electronic Comments
• Use the Commission’s internet
comment form (https://www.sec.gov/
rules-regulations/self-regulatoryorganization-rulemaking); or
• Send an email to rule-comments@
sec.gov. Please include file number SR–
OCC–2025–006 on the subject line.
SECURITIES AND EXCHANGE
COMMISSION
Paper Comments
• Send paper comments in triplicate
to Vanessa Countryman, Secretary,
Securities and Exchange Commission,
100 F Street NE, Washington, DC
20549–1090.
All submissions should refer to file
number SR–OCC–2025–006. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Copies of such filing
also will be available for inspection and
copying at the principal office of OCC
and on OCC’s website at https://
www.theocc.com/CompanyInformation/Documents-and-Archives/
By-Laws-and-Rules.
Do not include personal identifiable
information in submissions; you should
submit only information that you wish
to make available publicly. We may
redact in part or withhold entirely from
publication submitted material that is
obscene or subject to copyright
protection. All submissions should refer
to file number SR–OCC–2025–006 and
VerDate Sep<11>2014
19:50 May 28, 2025
Jkt 265001
[FR Doc. 2025–09624 Filed 5–28–25; 8:45 am]
BILLING CODE 8011–01–P
[OMB Control No. 3235–0206]
Proposed Collection; Comment
Request; Extension: Rule 19d–1
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission (SEC or
‘‘Commission’’) is soliciting comments
on the proposed collection of
information in Rule 19d–1.
Rule 19d–1 prescribes the form and
content of notices to be filed with the
Commission by self-regulatory
organizations (‘‘SROs’’) for which the
Commission is the appropriate
regulatory agency concerning the
following final SRO actions: (1)
disciplinary actions with respect to any
person; (2) denial, bar, prohibition, or
limitation of membership, participation
or association with a member or of
access to services offered by an SRO or
member thereof; (3) summarily
suspending a member, participant, or
person associated with a member, or
summarily limiting or prohibiting any
persons with respect to access to or
services offered by the SRO or a member
thereof; and (4) delisting a security.
The Rule enables the Commission to
obtain reports from the SROs containing
information regarding SRO
determinations to delist a security,
discipline members or associated
persons of members, deny membership
or participation or association with a
member, and similar adjudicated
findings. The Rule requires that such
actions be promptly reported to the
Commission. The Rule also requires that
the reports and notices supply sufficient
information regarding the background,
factual basis and issues involved in the
proceeding to enable the Commission:
(1) to determine whether the matter
should be called up for review on the
37 17
PO 00000
Commission’s own motion; and (2) to
ascertain generally whether the SRO has
adequately carried out its
responsibilities under the Exchange Act.
It is estimated that approximately
seventeen respondents will utilize this
application procedure annually, and
will file approximately 850
submissions, based upon recent data.
The Commission estimates that the
average number of hours necessary to
comply with the requirements of Rule
19d–1 for each submission is 1 hour.
The total annual burden for all
respondents is thus 850 hours. The
Commission estimates that the internal
compliance cost per respondent is
approximately $344 per response. The
annual internal cost of compliance for
all respondents is thus approximately
$292,400 (17 respondents × 50
responses × $344 per response).
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
Control Number.
Written comments are invited on: (a)
whether this proposed collection of
information is necessary for the proper
performance of the functions of the SEC,
including whether the information will
have practical utility; (b) the accuracy of
the SEC’s estimate of the burden
imposed by the proposed collection of
information, including the validity of
the methodology and the assumptions
used; (c) ways to enhance the quality,
utility, and clarity of the information to
be collected; and (d) ways to minimize
the burden of the collection of
information on respondents, including
through the use of automated, electronic
collection techniques or other forms of
information technology.
Please direct your written comment to
Austin Gerig, Director/Chief Data
Officer, Securities and Exchange
Commission, c/o Tanya Ruttenberg, 100
F Street NE, Washington, DC 20549 and
send it by email to
PaperworkReductionAct@sec.gov by
July 28, 2025.
Dated: May 21, 2025.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2025–09490 Filed 5–28–25; 8:45 am]
BILLING CODE 8011–01–P
CFR 200.30–3(a)(12).
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