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Tips, Complaints and Referral Database-TCR
Electronic Data Collection System-Tips, Complaints, Referrals (TCR) and Form TCR
OMB: 3235-0672
IC ID: 194909
OMB.report
SEC
OMB 3235-0672
ICR 202412-3235-025
IC 194909
( )
Documents and Forms
Document Name
Document Type
Form TCR Complaint Form
Tips, Complaints and Referral Database-TCR
Form
TCR Complaint Form TCR Complaint Form
TCRExternal_20250102.pdf
www.sec.gov/welcome-tips-complaints-and-referrals
Form
pia-tcr.pdf
Privacy Impact Assessment- TCR
IC Document
sec-29_sec_tips,_complaints,_and_referrals_records.pdf
SEC-29 System of Records Notice
IC Document
Information Collection (IC) Details
View Information Collection (IC)
IC Title:
Tips, Complaints and Referral Database-TCR
Agency IC Tracking Number:
EN-270-621
Is this a Common Form?
No
IC Status:
Modified
Obligation to Respond:
Voluntary
CFR Citation:
Information Collection Instruments:
Document Type
Form No.
Form Name
Instrument File
URL
Available Electronically?
Can Be Submitted Electronically?
Electronic Capability
Form
TCR Complaint Form
TCR Complaint Form
TCRExternal_20250102.pdf
https://www.sec.gov/welcome-tips-complaints-and-referrals
Yes
Yes
Fillable Fileable
Federal Enterprise Architecture Business Reference Module
Line of Business:
Economic Development
Subfunction:
Financial Sector Oversight
Privacy Act System of Records
Title:
SEC 63- Tips, Complaints, and Referrals (TCR) Records.
FR Citation:
76 FR 3021
Number of Respondents:
35,000
Number of Respondents for Small Entity:
0
Affected Public:
Individuals or Households
Percentage of Respondents Reporting Electronically:
100 %
Requested
Program Change Due to New Statute
Program Change Due to Agency Discretion
Change Due to Adjustment in Agency Estimate
Change Due to Potential Violation of the PRA
Previously Approved
Annual Number of Responses for this IC
35,000
0
7,000
0
0
28,000
Annual IC Time Burden (Hours)
17,500
0
3,500
0
0
14,000
Annual IC Cost Burden (Dollars)
0
0
0
0
0
0
Documents for IC
Title
Document
Date Uploaded
Privacy Impact Assessment- TCR
pia-tcr.pdf
06/12/2017
SEC-29 System of Records Notice
sec-29_sec_tips,_complaints,_and_referrals_records.pdf
12/23/2024
Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.