0651-0031 2024 Patent Fee Rule CWS

0651-0031 2024 Patent Fee Rule CWS.docx

Patent Processing

0651-0031 2024 Patent Fee Rule CWS

OMB: 0651-0031

Document [docx]
Download: docx | pdf

JUSTIFICATION FOR NONMATERIAL/NONSUBSTANTIVE CHANGE

Patent Processing

OMB Control Number 0651-0031


Background


The United States Patent and Trademark Office (USPTO) is required by 35 U.S.C. 131 to examine an application for patent and, when appropriate, issue a patent. The USPTO is also required to publish patent applications, with certain exceptions, promptly after the expiration of a period of eighteen months from the earliest filing date for which a benefit is sought under Title 35, United States Code (“eighteen-month publication”). Certain situations may arise which require that additional information be supplied in order for the USPTO to further process the patent or application. The USPTO administers the statutes through various sections of the roles of practice in 37 CFR Part 1.


During the processing of an application for a patent, the applicant or applicant’s representative may submit additional information to the USPTO concerning the examination of a specific application. For example, the applicant or applicant’s representative may submit: information disclosure statements, petitions for extension of time, express abandonments of applications and petitions to revive abandoned applications, disclaimers, pre-appeal requests for review, petitions to make special, requests for expedited examination of design applications, requests for continued examination, requests to inspect, copy, and access patent applications, and certain transmittal forms.


The information in this collection is used by the USPTO to continue the processing of the patent or application to ensure that applicants are complying with the patent regulations and to aid in the prosecution of the application.


In support of RIN 0651-AD64 (Setting and Adjusting Patent Fees During Fiscal Year 2025; 89 FRN 91898)1, the USPTO is changing 66 fees and adding in eleven fees in this information collection


Additionally, eight forms are being revised and two forms are being added to reflect changes made by the rulemaking. The nine forms being revised are:

  • PTO/AIA/22 and PTO/SB/22 (Petition for Extension of Time Under 37 CFR 1.136(a))

  • PTO/AIA/24B and PTO/SB/24B (Petition for Express Abandonment to Obtain a Refund)

  • PTO/SB/17i (Processing Fee Under 37 CFR 1.17(i) Transmittal)

  • PTO/SB/64 (Petition for Revival of an Application for Patent Abandoned Unintentionally under 37 CFR 1.137(a))

  • PTO/SB/64a (Petition for Revival of an Application for Patent Abandoned for Failure to Notify the Office of a Foreign or International Filing (37 CFR 1.137(f)))

  • PTO/SB/64PCT (Petition for Revival of an International Application for Patent Designating the U.S. Abandoned Unintentionally Under 37 CFR 1.137(a))


The two forms being added are:

  • PTO/AIA/22p (Petition for Extension of Time Under 37 CFR 1.136(a) for Provisional Applications only)

  • PTO/SB/08c (Information Disclosure Size Fee - Written Assertion Under 37 CFR 1.98)


Table 1: Changes in Fee Amount


Item No.


Fee Code(s)

Item

Current Fee

New Fee

Changes in Fee Amount

1

1806

Information Disclosure Statements (IDS) that require the fee set forth in 37 CFR 1.17(p) (undiscounted)

$260

$280

+$20

1

2806

IDS that require the fee set forth in 37 CFR 1.17(p) (small entity)

$104

$112

+$8

1

3806

IDS that require the fee set forth in 37 CFR 1.17(p) (micro entity)

$52

$56

+$4

1

18D1

Filing an Information Disclosure Statement that causes the cumulative number of applicant-provided or patent owner-provided items of information to exceed 50 but not exceed 100 (undiscounted)

Not previously included in 0031 - new fee

$200

+$200

1

28D1

Filing an Information Disclosure Statement that causes the cumulative number of applicant-provided or patent owner-provided items of information to exceed 50 but not exceed 100 (small entity)

Not previously included in 0031 - new fee

$200

+$200

1

38D1

Filing an Information Disclosure Statement that causes the cumulative number of applicant-provided or patent owner-provided items of information to exceed 50 but not exceed 100 (micro entity)

Not previously included in 0031 - new fee

$200

+$200

1

18D2

Filing an Information Disclosure Statement that causes the cumulative number of applicant-provided or patent owner-provided items of information to exceed 100 but not exceed 200 (undiscounted)

Not previously included in 0031 - new fee

$500

+$500

1

28D2

Filing an Information Disclosure Statement that causes the cumulative number of applicant-provided or patent owner-provided items of information to exceed 100 but not exceed 200 (small entity)

Not previously included in 0031 - new fee

$500

+$500

1

38D2

Filing an Information Disclosure Statement that causes the cumulative number of applicant-provided or patent owner-provided items of information to exceed 100 but not exceed 200 (micro entity)

Not previously included in 0031 - new fee

$500

+$500

1

18D3

Filing an Information Disclosure Statement that causes the cumulative number of applicant-provided or patent owner-provided items of information to exceed 200 (undiscounted)

Not previously included in 0031 - new fee

$800

+$800

1

28D3

Filing an Information Disclosure Statement that causes the cumulative number of applicant-provided or patent owner-provided items of information to exceed 200 (small entity)

Not previously included in 0031 - new fee

$800

+$800

1

38D3

Filing an Information Disclosure Statement that causes the cumulative number of applicant-provided or patent owner-provided items of information to exceed 200 (micro entity)

Not previously included in 0031 - new fee

$800

+$800

3

1251

One-month Extension of Time under 37 CFR 1.136(a) (undiscounted)

$220

$235

+$15

3

2251

One-month Extension of Time under 37 CFR 1.136(a) (small entity)

$88

$94

+$6

3

3251

One-month Extension of Time under 37 CFR 1.136(a) (micro entity)

$44

$47

+$3

3

1252

Two-month Extension of Time under 37 CFR 1.136(a) (undiscounted)

$640

$690

+$50

3

2252

Two-month Extension of Time under 37 CFR 1.136(a) (small entity)

$256

$276

+$20

3

3252

Two-month Extension of Time under 37 CFR 1.136(a) (micro entity)

$128

$138

+$10

3

1253

Three-month Extension of Time under 37 CFR 1.136(a) (undiscounted)

$1,480

$1,590

+$110

3

2253

Three-month Extension of Time under 37 CFR 1.136(a) (small entity)

$592

$636

+$44

3

3253

Three-month Extension of Time under 37 CFR 1.136(a) (micro entity)

$296

$318

+$22

3

1254

Four-month Extension of Time under 37 CFR 1.136(a) (undiscounted)

$2,320

$2,495

+$175

3

2254

Four-month Extension of Time under 37 CFR 1.136(a) (small entity)

$928

$998

+$70

3

3254

Four-month Extension of Time under 37 CFR 1.136(a) (micro entity)

$464

$499

+$35

3

1255

Five-month Extension of Time under 37 CFR 1.136(a) (undiscounted)

$3,160

$3,395

+$235

3

2255

Five-month Extension of Time under 37 CFR 1.136(a) (small entity)

$1,264

$1,358

+$94

3

3255

Five-month Extension of Time under 37 CFR 1.136(a) (micro entity)

$632

$679

+$47

3

12P1

Extension for response within first month, provisional application (undiscounted)

Not previously included in 0031 - new fee2

$50

+$50

3

22P1

Extension for response within first month, provisional application (small entity)

Not previously included in 0031 - new fee

$20

+$20

3

32P1

Extension for response within first month, provisional application (micro entity)

Not previously included in 0031 - new fee

$10

+$10

3

12P2

Extension for response within second month, provisional application (undiscounted)

Not previously included in 0031 - new fee3

$100

+$100

3

22P2

Extension for response within second month, provisional application (small entity)

Not previously included in 0031 - new fee

$40

+$40

3

32P2

Extension for response within second month, provisional application (micro entity)

Not previously included in 0031 - new fee

$20

+$20

3

12P3

Extension for response within third month, provisional application (undiscounted)

Not previously included in 0031 - new fee4

$200

+$200

3

22P3

Extension for response within third month, provisional application (small entity)

Not previously included in 0031 - new fee

$80

+$80

3

32P3

Extension for response within third month, provisional application (micro entity)

Not previously included in 0031 - new fee

$40

+$40

3

12P4

Extension for response within fourth month, provisional application (undiscounted)

Not previously included in 0031 - new fee5

$400

+$400

3

22P4

Extension for response within fourth month, provisional application (small entity)

Not previously included in 0031 - new fee

$160

+$160

3

32P4

Extension for response within fourth month, provisional application (micro entity)

Not previously included in 0031 - new fee

$80

+$80

3

12P5

Extension for response within fifth month, provisional application (undiscounted)

Not previously included in 0031 - new fee6

$800

+$800

3

22P5

Extension for response within fifth month, provisional application (small entity)

Not previously included in 0031 - new fee

$320

+$320

3

32P5

Extension for response within fifth month, provisional application (micro entity)

Not previously included in 0031 - new fee

$160

+$160

5

1814

Statutory Disclaimer (including terminal disclaimer) (undiscounted)

$170

$183

+$13

5

2814

Statutory Disclaimer (including terminal disclaimer) (small entity)

$170

$183

+$13

5

3814

Statutory Disclaimer (including terminal disclaimer) (micro entity)

$170

$183

+$13

6

1802

Request for Expedited Examination of a Design Application (undiscounted)

$1,600

$1,720

+$120

6

2802

Request for Expedited Examination of a Design Application (small entity)

$640

$688

+$48

6

3802

Request for Expedited Examination of a Design Application (micro entity)

$320

$344

+$24

7

1453

Petition for Revival of an Application for Patent Abandoned Unintentionally (undiscounted)

$2,100

$2,260

+$160

7

2453

Petition for Revival of an Application for Patent Abandoned Unintentionally (small entity)

$840

$904

+$64

7

3453

Petition for Revival of an Application for Patent Abandoned Unintentionally (micro entity)

$420

$452

+$32

8

1453

Petition for revival of an application for patent abandoned for failure to notify the office of a foreign or international filing (undiscounted)

$2,100

$2,260

+$160

8

2453

Petition for revival of an application for patent abandoned for failure to notify the office of a foreign or international filing (small entity)

$840

$904

+$64

8

3453

Petition for revival of an application for patent abandoned for failure to notify the office of a foreign or international filing (micro entity)

$420

$452

+$32

8

14R2

Petition for revival of an abandoned application for a patent, for the delayed payment of the fee for issuing each patent, or for the delayed response by the patent owner in any reexamination proceeding, delay greater than two years (undiscounted)

Not previously included in 0031 - new fee7

$3,000

+$3,000

8

24R2

Petition for revival of an abandoned application for a patent, for the delayed payment of the fee for issuing each patent, or for the delayed response by the patent owner in any reexamination proceeding, delay greater than two years (small entity)

Not previously included in 0031 - new fee

$1,200

+$1,200

8

34R2

Petition for revival of an abandoned application for a patent, for the delayed payment of the fee for issuing each patent, or for the delayed response by the patent owner in any reexamination proceeding, delay greater than two years (micro entity

Not previously included in 0031 - new fee

$600

+$600

16

1808

Copy of File Content Showing Redactions (undiscounted)

$140

$151

+$11

16

2808

Copy of File Content Showing Redactions (small entity)

$140

$151

+$11

16

3808

Copy of File Content Showing Redactions (micro entity)

$140

$151

+$11

18

1801

Request for Continued Examination (RCE) Transmittal (First Request) (undiscounted)

$1,360

$1,500

+$140

18

2801

Request for Continued Examination (RCE) Transmittal (First Request) (small entity)

$544

$600

+$56

18

3801

Request for Continued Examination (RCE) Transmittal (First Request) (micro entity)

$272

$300

+$28

18

1820

Request for Continued Examination (RCE) Transmittal (Second and Subsequent Requests) (undiscounted)

$2,000

$2,860

+$860

18

2820

Request for Continued Examination (RCE) Transmittal (Second and Subsequent Requests) (undiscounted)

$800

$1,144

+$344

18

3820

Request for Continued Examination (RCE) Transmittal (Second and Subsequent Requests) (micro entity)

$400

$572

+$172

19

1830

Request for Suspension of Action or Deferral of Examination Under 37 CFR 1.103(b), (c), or (d) (undiscounted)

$140

$150

+$10

19

2830

Request for Suspension of Action or Deferral of Examination Under 37 CFR 1.103(b), (c), or (d) (small entity)

$56

$60

+$4

19

3830

Request for Suspension of Action or Deferral of Examination Under 37 CFR 1.103(b), (c), or (d) (micro entity)

$28

$30

+$2

19

14FS

First request for suspension of action (undiscounted)

Not previously included in 0031 - new fee8

$300

+$300

19

24FS

First request for suspension of action (small entity)

Not previously included in 0031 - new fee

$120

+$120

19

34FS

First request for suspension of action (micro entity)

Not previously included in 0031 - new fee

$60

+$60

19

14SS

Subsequent request for suspension of action (undiscounted)

Not previously included in 0031 - new fee

$450

+$450

19

24SS

Subsequent request for suspension of action (small entity)

Not previously included in 0031 - new fee

$180

+$180

19

34SS

Subsequent request for suspension of action (micro entity)

Not previously included in 0031 - new fee

$90

+$90

20

1803

Request for Voluntary Publication or Republication (includes publication fee for republication) (undiscounted)

$140

$151

+$11

20

2803

Request for Voluntary Publication or Republication (includes publication fee for republication) (small entity)

$140

$151

+$11

20

3803

Request for Voluntary Publication or Republication (includes publication fee for republication) (micro entity)

$140

$151

+$11

20

1505

Publication fee for republication (Undiscounted entity)

Not previously included in 0651-0031

$344

+$344

20

2505

Publication fee for republication (Small entity)

Not previously included in 0651-0031

$344

+$344

20

3505

Publication fee for republication (Micro entity)

Not previously included in 0651-0031

$344

+$344

22

1830

Processing Fee Under 37 CFR 1.17(i) Transmittal (undiscounted)

$140

$150

+$10

22

2830

Processing Fee Under 37 CFR 1.17(i) Transmittal (small entity)

$56

$60

+$4

22

3830

Processing Fee Under 37 CFR 1.17(i) Transmittal (micro entity)

$28

$30

+$2

29

1810

For each additional invention to be examined (see 37 CFR 1.129(b)) (undiscounted)

$880

$945

+$65

29

2810

For each additional invention to be examined (see 37 CFR 1.129(b)) (small entity)

$352

$378

+$26

29

3810

For each additional invention to be examined (see 37 CFR 1.129(b)) (micro entity)

$176

$189

+$13

29

1809

Filing a submission after final rejection (see 37 CFR 1.129(a)) (undiscounted)

$880

$945

+$65

29

2809

Filing a submission after final rejection (see 37 CFR 1.129(a)) (small entity)

$352

$378

+$26

29

3809

Filing a submission after final rejection (see 37 CFR 1.129(a)) (micro entity)

$176

$189

+$13

30

1819

Correction of inventorship after first office action on the merits (undiscounted)

$640

$690

+$50

30

2819

Correction of inventorship after first office action on the merits (small entity)

$256

$276

+$20

30

3819

Correction of inventorship after first office action on the merits (micro entity)

$128

$138

+$10

31

1830

Request for correction in a patent application relating to inventorship or inventor name, or order of names, other than in a reissue application (37 CFR 1.48) (non-provisional) (undiscounted)

$140

$150

+$10

31

2830

Request for correction in a patent application relating to inventorship or inventor name, or order of names, other than in a reissue application (37 CFR 1.48) (non-provisional) (small entity)

$56

$60

+$4

31

3830

Request for correction in a patent application relating to inventorship or inventor name, or order of names, other than in a reissue application (37 CFR 1.48) (non-provisional) (micro entity)

$28

$30

+$2

31

1807

2807

3807

Request for correction in a patent application relating to inventorship or inventor name, or order of names, other than in a reissue application (37 CFR 1.48) (provisional) (undiscounted, small, and micro)

$50

$54

+$4

N/A

1817

Request for prioritized examination (undiscounted)

$4,200

$4,515

+$315

N/A

2817

Request for prioritized examination (small entity)

$1,680

$1,806

+$126

N/A

3817

Request for prioritized examination (micro entity)

$840

$903

+$63


Table 2: Proposed Burden


Item No.


Fee Code(s)

Item

Reponses

(a)

New Fee

(b)

New Non-hour Cost Burden

(a) x (b) = (c)

1

1806

Information Disclosure Statements (IDS) that require the fee set forth in 37 CFR 1.17(p) (undiscounted)

85,540

$280

$23,951,200

1

2806

IDS that require the fee set forth in 37 CFR 1.17(p) (small entity)

22,173

$112

$2,483,376

1

3806

IDS that require the fee set forth in 37 CFR 1.17(p) (micro entity)

624

$56

$34,944

1

18D1

Filing an Information Disclosure Statement that causes the cumulative number of applicant-provided or patent owner-provided items of information to exceed 50 but not exceed 100 (undiscounted)

32,578

$200

$6,515,600

1

28D1

Filing an Information Disclosure Statement that causes the cumulative number of applicant-provided or patent owner-provided items of information to exceed 50 but not exceed 100 (small entity)

11,533

$200

$2,306,600

1

38D1

Filing an Information Disclosure Statement that causes the cumulative number of applicant-provided or patent owner-provided items of information to exceed 50 but not exceed 100 (micro entity)

208

$200

$41,600

1

18D2

Filing an Information Disclosure Statement that causes the cumulative number of applicant-provided or patent owner-provided items of information to exceed 100 but not exceed 200 (undiscounted)

19,367

$500

$9,683,500

1

28D2

Filing an Information Disclosure Statement that causes the cumulative number of applicant-provided or patent owner-provided items of information to exceed 100 but not exceed 200 (small entity)

6,780

$500

$3,390,000

1

38D2

Filing an Information Disclosure Statement that causes the cumulative number of applicant-provided or patent owner-provided items of information to exceed 100 but not exceed 200 (micro entity)

88

$500

$44,000

1

18D3

Filing an Information Disclosure Statement that causes the cumulative number of applicant-provided or patent owner-provided items of information to exceed 200 (undiscounted)

19,367

$800

$15,493,600

1

28D3

Filing an Information Disclosure Statement that causes the cumulative number of applicant-provided or patent owner-provided items of information to exceed 200 (small entity)

6,780

$800

$5,424,000

1

38D3

Filing an Information Disclosure Statement that causes the cumulative number of applicant-provided or patent owner-provided items of information to exceed 200 (micro entity)

88

$800

$70,400

3

1251

One-month Extension of Time under 37 CFR 1.136(a) (undiscounted)

62,740

$235

$14,743,900

3

2251

One-month Extension of Time under 37 CFR 1.136(a) (small entity)

29,039

$94

$2,729,666

3

3251

One-month Extension of Time under 37 CFR 1.136(a) (micro entity)

3,509

$47

$164,923

3

1252

Two-month Extension of Time under 37 CFR 1.136(a) (undiscounted)

23,560

$690

$16,256,400

3

2252

Two-month Extension of Time under 37 CFR 1.136(a) (small entity)

15,484

$276

$4,273,584

3

3252

Two-month Extension of Time under 37 CFR 1.136(a) (micro entity)

1,922

$138

$265,236

3

1253

Three-month Extension of Time under 37 CFR 1.136(a) (undiscounted)

20,377

$1,590

$32,399,430

3

2253

Three-month Extension of Time under 37 CFR 1.136(a) (small entity)

23,002

$636

$14,629,272

3

3253

Three-month Extension of Time under 37 CFR 1.136(a) (micro entity)

2,558

$318

$813,444

3

1254

Four-month Extension of Time under 37 CFR 1.136(a) (undiscounted)

1,810

$2,495

$4,515,950

3

2254

Four-month Extension of Time under 37 CFR 1.136(a) (small entity)

2,196

$998

$2,191,608

3

3254

Four-month Extension of Time under 37 CFR 1.136(a) (micro entity)

266

$499

$132,734

3

1255

Five-month Extension of Time under 37 CFR 1.136(a) (undiscounted)

3,039

$3,395

$10,317,405

3

2255

Five-month Extension of Time under 37 CFR 1.136(a) (small entity)

3,176

$1,358

$4,313,008

3

3255

Five-month Extension of Time under 37 CFR 1.136(a) (micro entity)

206

$679

$139,874

3

12P1

Extension for response within first month, provisional application (undiscounted)

54

$50

$2,700

3

22P1

Extension for response within first month, provisional application (small entity)

51

$20

$1,020

3

32P1

Extension for response within first month, provisional application (micro entity)

66

$10

$660

3

12P2

Extension for response within second month, provisional application (undiscounted)

24

$100

$2,400

3

22P2

Extension for response within second month, provisional application (small entity)

23

$40

$920

3

32P2

Extension for response within second month, provisional application (micro entity)

30

$20

$600

3

12P3

Extension for response within third month, provisional application (undiscounted)

27

$200

$5,400

3

22P3

Extension for response within third month, provisional application (small entity)

26

$80

$2,080

3

32P3

Extension for response within third month, provisional application (micro entity)

34

$40

$1,360

3

12P4

Extension for response within fourth month, provisional application (undiscounted)

2

$400

$800

3

22P4

Extension for response within fourth month, provisional application (small entity)

2

$160

$320

3

32P4

Extension for response within fourth month, provisional application (micro entity)

3

$80

$240

3

12P5

Extension for response within fifth month, provisional application (undiscounted)

2

$800

$1,600

3

22P5

Extension for response within fifth month, provisional application (small entity)

2

$320

$640

3

32P5

Extension for response within fifth month, provisional application (micro entity)

3

$160

$480

5

1814

Statutory Disclaimer (including terminal disclaimer) (undiscounted)

36,105

$183

$6,607,215

5

2814

Statutory Disclaimer (including terminal disclaimer) (small entity)

13,175

$183

$2,411,025

5

3814

Statutory Disclaimer (including terminal disclaimer) (micro entity)

670

$183

$122,610

6

1802

Request for Expedited Examination of a Design Application (undiscounted)

713

$1,720

$1,226,360

6

2802

Request for Expedited Examination of a Design Application (small entity)

1,426

$688

$981,088

6

3802

Request for Expedited Examination of a Design Application (micro entity)

5,088

$344

$1,750,272

7

1453

Petition for Revival of an Application for Patent Abandoned Unintentionally (undiscounted)

2,323

$2,260

$5,249,980

7

2453

Petition for Revival of an Application for Patent Abandoned Unintentionally (small entity)

3,388

$904

$3,062,752

7

3453

Petition for Revival of an Application for Patent Abandoned Unintentionally (micro entity)

1,313

$452

$593,476

8

1453

Petition for revival of an application for patent abandoned for failure to notify the office of a foreign or international filing (undiscounted)

94

$2,260

$212,440

8

2453

Petition for revival of an application for patent abandoned for failure to notify the office of a foreign or international filing (small entity)

19

$904

$17,176

8

3453

Petition for revival of an application for patent abandoned for failure to notify the office of a foreign or international filing (micro entity)

12

$452

$5,424

8

14R2

Petition for revival of an abandoned application for a patent, for the delayed payment of the fee for issuing each patent, or for the delayed response by the patent owner in any reexamination proceeding, delay greater than two years (undiscounted)

44

$3,000

$132,000

8

24R2

Petition for revival of an abandoned application for a patent, for the delayed payment of the fee for issuing each patent, or for the delayed response by the patent owner in any reexamination proceeding, delay greater than two years (small entity)

109

$1,200

$130,800

8

34R2

Petition for revival of an abandoned application for a patent, for the delayed payment of the fee for issuing each patent, or for the delayed response by the patent owner in any reexamination proceeding, delay greater than two years (micro entity

76

$600

$45,600

16

1808

Copy of File Content Showing Redactions (undiscounted)

1

$151

$151

16

2808

Copy of File Content Showing Redactions (small entity)

1

$151

$151

16

3808

Copy of File Content Showing Redactions (micro entity)

1

$151

$151

18

1801

Request for Continued Examination (RCE) Transmittal (First Request) (undiscounted)

70,734

$1,500

$106,101,000

18

2801

Request for Continued Examination (RCE) Transmittal (First Request) (small entity)

19,673

$600

$11,803,800

18

3801

Request for Continued Examination (RCE) Transmittal (First Request) (micro entity)

1,992

$300

$597,600

18

1820

Request for Continued Examination (RCE) Transmittal (Second and Subsequent Requests) (undiscounted)

29,979

$2,860

$85,739,940

18

2820

Request for Continued Examination (RCE) Transmittal (Second and Subsequent Requests) (undiscounted)

8,985

$1,144

$10,278,840

18

3820

Request for Continued Examination (RCE) Transmittal (Second and Subsequent Requests) (micro entity)

637

$572

$364,364

19

1830

Request for Suspension of Action or Deferral of Examination Under 37 CFR 1.103(b), (c), or (d) (undiscounted)

354

$150

$53,100

19

2830

Request for Suspension of Action or Deferral of Examination Under 37 CFR 1.103(b), (c), or (d) (small entity)

245

$60

$14,700

19

3830

Request for Suspension of Action or Deferral of Examination Under 37 CFR 1.103(b), (c), or (d) (micro entity)

31

$30

$930

19

14FS

First request for suspension of action (undiscounted)

1,817

$300

$545,100

19

24FS

First request for suspension of action (small entity)

166

$120

$19,920

19

34FS

First request for suspension of action (micro entity)

16

$60

$960

19

14SS

Subsequent request for suspension of action (undiscounted)

454

$450

$204,300

19

24SS

Subsequent request for suspension of action (small entity)

42

$180

$7,560

19

34SS

Subsequent request for suspension of action (micro entity)

4

$90

$360

20

1803

Request for Voluntary Publication or Republication (includes publication fee for republication) (undiscounted)

157

$151

$23,707

20

2803

Request for Voluntary Publication or Republication (includes publication fee for republication) (small entity)

19

$151

$2,869

20

3803

Request for Voluntary Publication or Republication (includes publication fee for republication) (micro entity)

4

$151

$604

20

1505

Publication fee for republication (Undiscounted entity)

102

$344

$35,088

20

2505

Publication fee for republication (Small entity)

2

$344

$688

20

3505

Publication fee for republication (Micro entity)

1

$344

$344

22

1830

Processing Fee Under 37 CFR 1.17(i) Transmittal (undiscounted)

56

$150

$8,400

22

2830

Processing Fee Under 37 CFR 1.17(i) Transmittal (small entity)

39

$60

$2,340

22

3830

Processing Fee Under 37 CFR 1.17(i) Transmittal (micro entity)

5

$30

$150

29

1810

For each additional invention to be examined (see 37 CFR 1.129(b)) (undiscounted)

1

$945

$945

29

2810

For each additional invention to be examined (see 37 CFR 1.129(b)) (small entity)

1

$378

$378

29

3810

For each additional invention to be examined (see 37 CFR 1.129(b)) (micro entity)

1

$189

$189

29

1809

Filing a submission after final rejection (see 37 CFR 1.129(a)) (undiscounted)

17

$945

$16,065

29

2809

Filing a submission after final rejection (see 37 CFR 1.129(a)) (small entity)

20

$378

$7,560

29

3809

Filing a submission after final rejection (see 37 CFR 1.129(a)) (micro entity)

6

$189

$1,134

30

1819

Correction of inventorship after first office action on the merits (undiscounted)

793

$690

$547,170

30

2819

Correction of inventorship after first office action on the merits (small entity)

617

$276

$170,292

30

3819

Correction of inventorship after first office action on the merits (micro entity)

60

$138

$8,280

31

1830

Request for correction in a patent application relating to inventorship or inventor name, or order of names, other than in a reissue application (37 CFR 1.48) (non-provisional) (undiscounted)

7,122

$150

$1,068,300

31

2830

Request for correction in a patent application relating to inventorship or inventor name, or order of names, other than in a reissue application (37 CFR 1.48) (non-provisional) (small entity)

5,180

$60

$310,800

31

3830

Request for correction in a patent application relating to inventorship or inventor name, or order of names, other than in a reissue application (37 CFR 1.48) (non-provisional) (micro entity)

648

$30

$19,440

31

1807

2807

3807

Request for correction in a patent application relating to inventorship or inventor name, or order of names, other than in a reissue application (37 CFR 1.48) (provisional) (undiscounted, small, and micro)

5,550

$54

$299,700

N/A

1817

Request for prioritized examination (undiscounted)

6,481

$4,515

$29,261,715

N/A

2817

Request for prioritized examination (small entity)

7,491

$1,806

$13,528,746

N/A

3817

Request for prioritized examination (micro entity)

1,028

$903

$928,284



Totals

633,447

- - -

$461,870,807


Table 3: Changes in Cost


Item No.


Fee Code(s)

Items

Current Cost

(a)

New Cost

(b)

Change in Non-hour Cost Burden

(b) – (a) = (c)

1

1806

Information Disclosure Statements (IDS) that require the fee set forth in 37 CFR 1.17(p) (undiscounted)

$22,240,400

$23,951,200

+$1,710,800

1

2806

IDS that require the fee set forth in 37 CFR 1.17(p) (small entity)

$2,305,992

$2,483,376

+$177,384

1

3806

IDS that require the fee set forth in 37 CFR 1.17(p) (micro entity)

$32,448

$34,944

+$2,496

1

18D1

Filing an Information Disclosure Statement that causes the cumulative number of applicant-provided or patent owner-provided items of information to exceed 50 but not exceed 100 (undiscounted)

Not previously included in 0031 - new fee

$6,515,600

+$6,515,600

1

28D1

Filing an Information Disclosure Statement that causes the cumulative number of applicant-provided or patent owner-provided items of information to exceed 50 but not exceed 100 (small entity)

Not previously included in 0031 - new fee

$2,306,600

+$2,306,600

1

38D1

Filing an Information Disclosure Statement that causes the cumulative number of applicant-provided or patent owner-provided items of information to exceed 50 but not exceed 100 (micro entity)

Not previously included in 0031 - new fee

$41,600

+$41,600

1

18D2

Filing an Information Disclosure Statement that causes the cumulative number of applicant-provided or patent owner-provided items of information to exceed 100 but not exceed 200 (undiscounted)

Not previously included in 0031 - new fee

$9,683,500

+$9,683,500

1

28D2

Filing an Information Disclosure Statement that causes the cumulative number of applicant-provided or patent owner-provided items of information to exceed 100 but not exceed 200 (small entity)

Not previously included in 0031 - new fee

$3,390,000

+$3,390,000

1

38D2

Filing an Information Disclosure Statement that causes the cumulative number of applicant-provided or patent owner-provided items of information to exceed 100 but not exceed 200 (micro entity)

Not previously included in 0031 - new fee

$44,000

+$44,000

1

18D3

Filing an Information Disclosure Statement that causes the cumulative number of applicant-provided or patent owner-provided items of information to exceed 200 (undiscounted)

Not previously included in 0031 - new fee

$15,493,600

+$15,493,600

1

28D3

Filing an Information Disclosure Statement that causes the cumulative number of applicant-provided or patent owner-provided items of information to exceed 200 (small entity)

Not previously included in 0031 - new fee

$5,424,000

+$5,424,000

1

38D3

Filing an Information Disclosure Statement that causes the cumulative number of applicant-provided or patent owner-provided items of information to exceed 200 (micro entity)

Not previously included in 0031 - new fee

$70,400

+$70,400

3

1251

One-month Extension of Time under 37 CFR 1.136(a) (undiscounted)

$13,802,800

$14,743,900

+$941,100

3

2251

One-month Extension of Time under 37 CFR 1.136(a) (small entity)

$2,555,432

$2,729,666

+$174,234

3

3251

One-month Extension of Time under 37 CFR 1.136(a) (micro entity)

$154,396

$164,923

+$10,527

3

1252

Two-month Extension of Time under 37 CFR 1.136(a) (undiscounted)

$15,078,400

$16,256,400

+$1,178,000

3

2252

Two-month Extension of Time under 37 CFR 1.136(a) (small entity)

$3,963,904

$4,273,584

+$309,680

3

3252

Two-month Extension of Time under 37 CFR 1.136(a) (micro entity)

$246,016

$265,236

+$19,220

3

1253

Three-month Extension of Time under 37 CFR 1.136(a) (undiscounted)

$30,157,960

$32,399,430

+$2,241,470

3

2253

Three-month Extension of Time under 37 CFR 1.136(a) (small entity)

$13,617,184

$14,629,272

+$1,012,088

3

3253

Three-month Extension of Time under 37 CFR 1.136(a) (micro entity)

$757,168

$813,444

+$56,276

3

1254

Four-month Extension of Time under 37 CFR 1.136(a) (undiscounted)

$4,199,200

$4,515,950

+$316,750

3

2254

Four-month Extension of Time under 37 CFR 1.136(a) (small entity)

$2,037,888

$2,191,608

+$153,720

3

3254

Four-month Extension of Time under 37 CFR 1.136(a) (micro entity)

$123,424

$132,734

+$9,310

3

1255

Five-month Extension of Time under 37 CFR 1.136(a) (undiscounted)

$9,603,240

$10,317,405

+$714,165

3

2255

Five-month Extension of Time under 37 CFR 1.136(a) (small entity)

$4,014,464

$4,313,008

+$298,544

3

3255

Five-month Extension of Time under 37 CFR 1.136(a) (micro entity)

$130,192

$139,874

+$9,682

3

12P1

Extension for response within first month, provisional application (undiscounted)

Not previously included in 0031 - new fee

$2,700

+$2,700

3

22P1

Extension for response within first month, provisional application (small entity)

Not previously included in 0031 - new fee

$1,020

+$1,020

3

32P1

Extension for response within first month, provisional application (micro entity)

Not previously included in 0031 - new fee

$660

+$660

3

12P2

Extension for response within second month, provisional application (undiscounted)

Not previously included in 0031 - new fee

$2,400

+$2,400

3

22P2

Extension for response within second month, provisional application (small entity)

Not previously included in 0031 - new fee

$920

+$920

3

32P2

Extension for response within second month, provisional application (micro entity)

Not previously included in 0031 - new fee

$600

+$600

3

12P3

Extension for response within third month, provisional application (undiscounted)

Not previously included in 0031 - new fee

$5,400

+$5,400

3

22P3

Extension for response within third month, provisional application (small entity)

Not previously included in 0031 - new fee

$2,080

+$2,080

3

32P3

Extension for response within third month, provisional application (micro entity)

Not previously included in 0031 - new fee

$1,360

+$1,360

3

12P4

Extension for response within fourth month, provisional application (undiscounted)

Not previously included in 0031 - new fee

$800

+$800

3

22P4

Extension for response within fourth month, provisional application (small entity)

Not previously included in 0031 - new fee

$320

+$320

3

32P4

Extension for response within fourth month, provisional application (micro entity)

Not previously included in 0031 - new fee

$240

+$240

3

12P5

Extension for response within fifth month, provisional application (undiscounted)

Not previously included in 0031 - new fee

$1,600

+$1,600

3

22P5

Extension for response within fifth month, provisional application (small entity)

Not previously included in 0031 - new fee

$640

+$640

3

32P5

Extension for response within fifth month, provisional application (micro entity)

Not previously included in 0031 - new fee

$480

+$480

5

1814

Statutory Disclaimer (including terminal disclaimer) (undiscounted)

$6,137,850

$6,607,215

+$469,365

5

2814

Statutory Disclaimer (including terminal disclaimer) (small entity)

$2,239,750

$2,411,025

+$171,275

5

3814

Statutory Disclaimer (including terminal disclaimer) (micro entity)

$113,900

$122,610

+$8,710

6

1802

Request for Expedited Examination of a Design Application (undiscounted)

$1,140,800

$1,226,360

+$85,560

6

2802

Request for Expedited Examination of a Design Application (small entity)

$912,640

$981,088

+$68,448

6

3802

Request for Expedited Examination of a Design Application (micro entity)

$1,628,160

$1,750,272

+$122,112

7

1453

Petition for Revival of an Application for Patent Abandoned Unintentionally (undiscounted)

$4,878,300

$5,249,980

+$371,680

7

2453

Petition for Revival of an Application for Patent Abandoned Unintentionally (small entity)

$2,845,920

$3,062,752

+$216,832

7

3453

Petition for Revival of an Application for Patent Abandoned Unintentionally (micro entity)

$551,460

$593,476

+$42,016

8

1453

Petition for revival of an application for patent abandoned for failure to notify the office of a foreign or international filing (undiscounted)

$197,400

$212,440

+$15,040

8

2453

Petition for revival of an application for patent abandoned for failure to notify the office of a foreign or international filing (small entity)

$15,960

$17,176

+$1,216

8

3453

Petition for revival of an application for patent abandoned for failure to notify the office of a foreign or international filing (micro entity)

$5,040

$5,424

+$384

8

14R2

Petition for revival of an abandoned application for a patent, for the delayed payment of the fee for issuing each patent, or for the delayed response by the patent owner in any reexamination proceeding, delay greater than two years (undiscounted)

Not previously included in 0031 - new fee

$132,000

+$132,000

8

24R2

Petition for revival of an abandoned application for a patent, for the delayed payment of the fee for issuing each patent, or for the delayed response by the patent owner in any reexamination proceeding, delay greater than two years (small entity)

Not previously included in 0031 - new fee

$130,800

+$130,800

8

34R2

Petition for revival of an abandoned application for a patent, for the delayed payment of the fee for issuing each patent, or for the delayed response by the patent owner in any reexamination proceeding, delay greater than two years (micro entity

Not previously included in 0031 - new fee

$45,600

+$45,600

16

1808

Copy of File Content Showing Redactions (undiscounted)

$140

$151

+$11

16

2808

Copy of File Content Showing Redactions (small entity)

$140

$151

+$11

16

3808

Copy of File Content Showing Redactions (micro entity)

$140

$151

+$11

18

1801

Request for Continued Examination (RCE) Transmittal (First Request) (undiscounted)

$96,198,240

$106,101,000

+$9,902,760

18

2801

Request for Continued Examination (RCE) Transmittal (First Request) (small entity)

$10,702,112

$11,803,800

+$1,101,688

18

3801

Request for Continued Examination (RCE) Transmittal (First Request) (micro entity)

$541,824

$597,600

+$55,776

18

1820

Request for Continued Examination (RCE) Transmittal (Second and Subsequent Requests) (undiscounted)

$59,958,000

$85,739,940

+$25,781,940

18

2820

Request for Continued Examination (RCE) Transmittal (Second and Subsequent Requests) (undiscounted)

$7,188,000

$10,278,840

+$3,090,840

18

3820

Request for Continued Examination (RCE) Transmittal (Second and Subsequent Requests) (micro entity)

$254,800

$364,364

+$109,564

19

1830

Request for Suspension of Action or Deferral of Examination Under 37 CFR 1.103(b), (c), or (d) (undiscounted)

$49,560

$53,100

+$3,540

19

2830

Request for Suspension of Action or Deferral of Examination Under 37 CFR 1.103(b), (c), or (d) (small entity)

$13,720

$14,700

+$980

19

3830

Request for Suspension of Action or Deferral of Examination Under 37 CFR 1.103(b), (c), or (d) (micro entity)

$868

$930

+$62

19

14FS

First request for suspension of action (undiscounted)

Not previously included in 0031 - new fee

$545,100

+$545,100

19

24FS

First request for suspension of action (small entity)

Not previously included in 0031 - new fee

$19,920

+$19,920

19

34FS

First request for suspension of action (micro entity)

Not previously included in 0031 - new fee

$960

+$960

19

14SS

Subsequent request for suspension of action (undiscounted)

Not previously included in 0031 - new fee

$204,300

+$204,300

19

24SS

Subsequent request for suspension of action (small entity)

Not previously included in 0031 - new fee

$7,560

+$7,560

19

34SS

Subsequent request for suspension of action (micro entity)

Not previously included in 0031 - new fee

$360

+$360

20

1803

Request for Voluntary Publication or Republication (includes publication fee for republication) (undiscounted)

$21,980

$23,707

+$1,727

20

2803

Request for Voluntary Publication or Republication (includes publication fee for republication) (small entity)

$2,660

$2,869

+$209

20

3803

Request for Voluntary Publication or Republication (includes publication fee for republication) (micro entity)

$560

$604

+$44

20

1505

Publication fee for republication (Undiscounted entity)

Not previously included in 0651-0031

$35,088

+$35,088

20

2505

Publication fee for republication (Small entity)

Not previously included in 0651-0031

$688

+$688

20

3505

Publication fee for republication (Micro entity)

Not previously included in 0651-0031

$344

+$344

22

1830

Processing Fee Under 37 CFR 1.17(i) Transmittal (undiscounted)

$7,840

$8,400

+$560

22

2830

Processing Fee Under 37 CFR 1.17(i) Transmittal (small entity)

$2,184

$2,340

+$156

22

3830

Processing Fee Under 37 CFR 1.17(i) Transmittal (micro entity)

$140

$150

+$10

29

1810

For each additional invention to be examined (see 37 CFR 1.129(b)) (undiscounted)

$880

$945

+$65

29

2810

For each additional invention to be examined (see 37 CFR 1.129(b)) (small entity)

$352

$378

+$26

29

3810

For each additional invention to be examined (see 37 CFR 1.129(b)) (micro entity)

$176

$189

+$13

29

1809

Filing a submission after final rejection (see 37 CFR 1.129(a)) (undiscounted)

$14,960

$16,065

+$1,105

29

2809

Filing a submission after final rejection (see 37 CFR 1.129(a)) (small entity)

$7,040

$7,560

+$520

29

3809

Filing a submission after final rejection (see 37 CFR 1.129(a)) (micro entity)

$1,056

$1,134

+$78

30

1819

Correction of inventorship after first office action on the merits (undiscounted)

$507,520

$547,170

+$39,650

30

2819

Correction of inventorship after first office action on the merits (small entity)

$157,952

$170,292

+$12,340

30

3819

Correction of inventorship after first office action on the merits (micro entity)

$7,680

$8,280

+$600

31

1830

Request for correction in a patent application relating to inventorship or inventor name, or order of names, other than in a reissue application (37 CFR 1.48) (non-provisional) (undiscounted)

$997,080

$1,068,300

+$71,220

31

2830

Request for correction in a patent application relating to inventorship or inventor name, or order of names, other than in a reissue application (37 CFR 1.48) (non-provisional) (small entity)

$290,080

$310,800

+$20,720

31

3830

Request for correction in a patent application relating to inventorship or inventor name, or order of names, other than in a reissue application (37 CFR 1.48) (non-provisional) (micro entity)

$18,144

$19,440

+$1,296

31

1807

2807

3807

Request for correction in a patent application relating to inventorship or inventor name, or order of names, other than in a reissue application (37 CFR 1.48) (provisional) (undiscounted, small, and micro)

$277,500

$299,700

+$22,200

N/A

1817

Request for prioritized examination (undiscounted)

$27,220,200

$29,261,715

+$2,041,515

N/A

2817

Request for prioritized examination (small entity)

$12,584,880

$13,528,746

+$943,866

N/A

3817

Request for prioritized examination (micro entity)

$863,520

$928,284

+$64,764



Totals

$363,579,616

$461,870,807

+$98,291,191


Summary of Changes


The aforementioned rulemaking results in the revision of 66 fees and the introduction of 11 new fees, with an increase of $98,291,191 in annual non-hourly costs to collection 0651-0031.


Changes in Burden


Burden Type

Currently Approved

Proposed Change

New Estimate

Non-hourly Cost Burden

$363,826,829

+98,291,191

$462,118,020


0651-0031’s revised burden is as follows:


  • 2,435,597 annual responses (unchanged)

  • 535,466 annual hourly burden (unchanged)

  • $462,118,020 annual non-hourly burden costs


2 The 12P1/22P1/32P1 fees were previously covered by the 1251/2251/3251 fees.

3 The 12P2/22P2/32P2 fees were previously covered by the 1252/2252/3252 fees.

4 The 12P3/22P3/32P3 fees were previously covered by the 1253/2253/3253 fees.

5 The 12P4/22P4/32P4 fees were previously covered by the 1254/2254/3254 fees.

6 The 12P5/22P5/32P5 fees were previously covered by the 1255/2255/3255 fees.

7 The 14R2/24R2/34R2 fees were previously covered by the 1453/2453/3453 fees.

8 The 14FS/24FS/34FS and 14SS/24SS/34SS fees were previously covered by the 1463/2463/3463 fees.

File Typeapplication/vnd.openxmlformats-officedocument.wordprocessingml.document
AuthorGunther, Sarah
File Modified0000-00-00
File Created2024-11-21

© 2024 OMB.report | Privacy Policy