Da 23-488

PUBLIC NOTICE
Federal Communications Commission
45 L Street NE
Washington, DC 20554

News Media Information 202 / 418-0500
Internet: https://www.fcc.gov
TTY: 1-888-835-5322

DA 23-488
Released: June 8, 2023
WIRELINE COMPETITION BUREAU SEEKS COMMENT ON PROPOSED
CHANGES TO THE 2024 FCC FORM 499-A, FCC FORM 499-Q, AND
ACCOMPANYING INSTRUCTIONS
WC Docket No. 06-122
Comment Date: July 10, 2023
The Wireline Competition Bureau (Bureau) seeks comment on proposed revisions to the (1) 2024
annual Telecommunications Reporting Worksheet, FCC Form 499-A (Form 499-A) and accompanying
instructions (Form 499-A Instructions) to report 2023 revenues,1 and (2) 2024 quarterly
Telecommunications Reporting Worksheet, FCC Form 499-Q (Form 499-Q) and accompanying
instructions (Form 499-Q Instructions) to report projected 2024 collected revenues on a quarterly basis.2
The Bureau has delegated authority to revise these FCC forms and accompanying instructions to,
among other things, ensure “sound and efficient administration of the universal service programs,”3 and to
promote clarity, transparency and predictability.
The Communications Act of 1934 (Act), as amended, requires that the Commission establish mechanisms to fund
universal service, interstate telecommunications relay services, the administration of the North American
Numbering Plan, and the shared costs of local number portability administration. 47 U.S.C. §§ 151, 225, 251, 254.
To accomplish these congressionally-directed objectives, the Commission requires telecommunications carriers and
certain other providers of telecommunications (including Voice-over-Internet-Protocol (VoIP) service providers) to
report each year on the Form 499-A the revenues they receive from offering service. See 47 CFR §§ 52.17(b),
52.32(b), 54.706, 54.708, 54.711, 64.604(b)(5)(iii)(B). The Form 499-A is due on April 1 of each year. See
Universal Service Administrative Company Schedule of Filings http://usac.org/cont/about/when-to-file.aspx.
1

Sections 54.706, 54.711, and 54.713 of the Commission’s rules require all telecommunications carriers providing
interstate telecommunications services, interconnected VoIP providers that provide interstate telecommunications,
providers of interstate telecommunications that offer interstate telecommunications for a fee on a non-common carrier
basis, and payphone providers that are aggregators to contribute to the universal service fund and file a Form 499-Q on
February 1, May 1, August 1, and November 1 of each year. 47 CFR §§ 54.706, 54.711, 54.713.
2

Changes to the Board of Directors of the National Exchange Carrier Association, Inc.; Federal-State Joint Board
on Universal Service, CC Docket Nos. 96-45, 97-21, Report and Order and Second Order on Reconsideration, 12
FCC Rcd 18400, 18442, para. 81 (1997) (“Because it is difficult to determine in advance precisely the information
that will be needed to administer the new universal service programs, the [Common Carrier, now Wireline
Competition] Bureau will have delegated authority to waive, reduce, or eliminate contributor reporting requirements
that may prove unnecessary. The Bureau also will have delegated authority to require any additional contributor
reporting requirements necessary to the sound and efficient administration of the universal service programs.”). See
47 CFR § 54.711(c). Consistent with this authority, the Bureau annually revises the Telecommunications Reporting
Worksheet Instructions to provide direction and guidance for complying with existing rules and requirements. The
Form 499s and accompanying instructions are typically modified each year based on experience in administering the
universal service program and explicit rulings by the Commission or the Bureau during the preceding reporting
(continued….)
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DA 23-488

Redlined versions of the forms and instructions showing proposed changes from the forms and
instructions currently in effect are attached to this Public Notice. The proposed revisions to the 2024
Forms 499-A and 499-Q and the accompanying instructions, as applicable, are summarized below:
Changes to the 2024 FCC Form 499-A Instructions:
•

Clarifications:
o

Table 2 on page 13 is updated to clarify that carriers that hold international section
214 authorizations must designate a Washington, D.C.-based agent for service of
process who is a U.S. citizen or lawful permanent resident.

o

Page 17 is updated to add the reference to the Broadband Data Collection (BDC)
system and indicate that entities required to submit information to the BDC system
should use the same single name that is used in the FCC Form 477 and/or the BDC
broadband deployment submissions.

o

Page 19 is updated to clarify that carriers that hold international section 214
authorizations must designate a Washington, D.C.-based agent for service of process
who is a U.S. citizen or lawful permanent resident.

o

Page 28 is updated to clarify that line 305.2 should not include revenue from
interconnected VoIP service provided by the Filer and resold as interconnected VoIP
service by reseller customers of the Filer. However, revenue from private
line/business data service provided by the Filer and resold as interconnected VoIP
service by reseller customers of the Filer should be included.

o

Page 33 is updated to clarify that Line 311 should include long distance using
interconnected VoIP provided to contributing resellers.

o

Page 49 is updated to provide examples of exemptions from paying certain regulatory
fees.

o

Page 50 is updated to clarify that line 514(a) should be used for contributions funding
IP Relay and Video Relay Service (VRS) in addition to IP Captioned Telephone
Service (CTS).

Changes to the 2024 Form 499-Q Instructions:
•

Circularity Factor Update: Page 5 is updated to note that the circularity factor will be
adjusted and updated in the Form 499-Q instructions based upon the quarterly contribution
factors subsequent to the Fourth Quarter 2023 contribution factor announcement.4

•

Page 10 is updated to add the reference to the BDC system and indicate that entities required
to submit information to the BDC system should use the same single name that is used in the
FCC Form 477 and/or the BDC broadband deployment submissions.

Changes to both the 2024 Form 499-A and Form 499-Q, where applicable, and instructions:
•

Date Changes: Dates are updated throughout the Form 499s and instructions. References to
“2023” are changed to “2024” and references to “2022” are changed to “2023.”

(Continued from previous page)
period. See, e.g., Universal Service Contribution Methodology et al., WC Docket No. 06-122 et al., Report and
Order and Notice of Proposed Rulemaking, 21 FCC Rcd 7518, 7533-50, paras. 24-62 (2006).
4

See Federal-State Joint Board on Universal Service, et al., Report and Order and Second Further Notice of
Proposed Rulemaking, 17 FCC Rcd 24952, 24971, para. 35 (2002).

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DA 23-488

Clarifications and Stylistic Changes: In a number of instances, additional non-substantive
clarifications and minor stylistic changes, such as typos and spacing, are also made.
*****************

Interested parties may file comments on or before July 10, 2023.
All pleadings are to reference WC Docket No. 06-122. Comments may be filed using the
Commission’s Electronic Comment Filing System (ECFS) or by filing paper copies.5
•

Electronic Filers: Comments may be filed electronically using the Internet by accessing the
ECFS: http://fjallfoss.fcc.gov/ecfs2/.

•

Paper Filers: Parties who choose to file by paper must file an original and one copy of each
filing.

Filings can be sent by commercial overnight courier or by first-class or overnight U.S. Postal
Service mail.6 All filings must be addressed to the Commission’s Secretary, Office of the Secretary,
Federal Communications Commission.

•

o

Commercial overnight mail (other than U.S. Postal Service Express Mail and Priority
Mail) must be sent to 9050 Junction Drive, Annapolis Junction, MD 20701.

o

U.S. Postal Service first-class, Express, and Priority mail must be addressed to 45 L
Street, NE, Washington DC 20554.

People with Disabilities: To request materials in accessible formats for people with disabilities
(Braille, large print, electronic files, audio format), send an e-mail to fcc504@fcc.gov or call the
Consumer & Governmental Affairs Bureau at 202-418-0530.

In addition, we request that one copy of each pleading be sent to each of the following:
(1) Matthew Baker, Telecommunications Access Policy Division, Wireline Competition Bureau, 45 L
Street, NE, Washington, DC 20554; e-mail: matthew.baker@fcc.gov; and
(2) Charles Tyler, Telecommunications Access Policy Division, Wireline Competition Bureau, 45 L
Street, NE, Washington, DC 20554; e-mail: charles.tyler@fcc.gov.
The proceeding this Notice initiates shall be treated as a “permit-but-disclose” proceeding in
accordance with the Commission’s ex parte rules.7 Persons making ex parte presentations must file a
copy of any written presentation or a memorandum summarizing any oral presentation within two
business days after the presentation (unless a different deadline applicable to the Sunshine period applies).
Persons making oral ex parte presentations are reminded that memoranda summarizing the presentation
must (1) list all persons attending or otherwise participating in the meeting at which the ex parte
presentation was made, and (2) summarize all data presented and arguments made during the
presentation. If the presentation consisted in whole or in part of the presentation of data or arguments
already reflected in the presenter’s written comments, memoranda or other filings in the proceeding, the
presenter may provide citations to such data or arguments in his or her prior comments, memoranda, or
other filings (specifying the relevant page and/or paragraph numbers where such data or arguments can be
5

See Electronic Filing of Documents in Rulemaking Proceedings, 63 FR 24121 (1999).

6

In response to the COVID-19 pandemic, the FCC has closed its current hand-delivery filing location at FCC
Headquarters. We encourage outside parties to take full advantage of the Commission’s electronic filing system.
Any party that is unable to meet the filing deadline due to the building closure may request a waiver of the comment
or reply comment deadline, to the extent permitted by law. FCC Announces Closure of FCC Headquarters Open
Window and Change in Hand Delivery Filing, Public Notice, 35 FCC Rcd 2788 (2020).
7

47 CFR §§ 1.1200 et seq.

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DA 23-488

found) in lieu of summarizing them in the memorandum. Documents shown or given to Commission
staff during ex parte meetings are deemed to be written ex parte presentations and must be filed
consistent with rule 1.1206(b). In proceedings governed by rule 1.49(f) or for which the Commission has
made available a method of electronic filing, written ex parte presentations and memoranda summarizing
oral ex parte presentations, and all attachments thereto, must be filed through the electronic comment
filing system available for that proceeding, and must be filed in their native format (e.g., .doc, .xml, .ppt,
searchable .pdf). Participants in this proceeding should familiarize themselves with the Commission’s ex
parte rules.
For further information, please contact Matthew Baker, Telecommunications Access Policy
Division, Wireline Competition Bureau, at matthew.baker@fcc.gov or (202) 418-0556.
Attachments:
Attachment A:
Attachment B:
Attachment C:
Attachment D:

2024 Form 499-A (Redline Copy)
2024 Form 499-A Instructions (Redline Copy)
2024 Form 499-Q (Redline Copy)
2024 Form 499-Q Instructions (Redline Copy)
- FCC -

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