Live calls to local FOs (SSA-1099/1042S)

Internet Request for Replacement of Form SSA-1099/SSA-1042S

Replacement 1099 (Plus 5 Years) Call flow (revised)

Live calls to local FOs (SSA-1099/1042S)

OMB: 0960-0583

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Updated Call Flow

ID

Step/Condition

Language (IVR)

Notes

IVR-1099-1

Play online marketing prompt


Did you know you can view, print, save or request a copy of your s s a 10 99 or s s a 1042 s by going online and using your my s s a

account. Go to w w w dot social security dot g o v and select Sign In.


P1004


IVR-1099-2

Ask if caller wants Replacement for Current Year

Are you calling to get a replacement s s a 1099 or s s a 1042' for the... <current year> tax year?


If yes, go to IVR-1099-3 (non-active period) or IVR-1099-6 (active period)

If no, go to IVR-1099-5



P1005

IVR-1099-3

Current Year =Yes: Non-active Period

(Application is disabled Dec. 15-Jan. 31).

SSA provides Social Security beneficiaries with their 's s s a 1099 or s s a 1042' statement by the end of January showing benefits, they received in… <current closed tax year>


Go to IVR-1099-4




P1023


IVR-1099-4

Ask if caller wants replacement card for other years

Are you calling to get a replacement s s a 1099 or s s a 1042 for any of the prior 5 years?


If yes, go to IVR-1099-6 If no, go to IVR-1099-5


IVR-1099-5

Current Year and previous 5 years=No

To get a s s a 1099 or s s a 1042 for any other years you need to

speak to an agent, hold on while I get someone to help you.


P1013 (This will be an update to 1013)

IVR-1099-6

Current Year =Yes (Active Period Feb 1 – Dec 14) or previous 5 years


OMB, Privacy Act, Paperwork Act

All right. Before I can access your records, I'll need to ask a question or two to verify who you are. Social Security is allowed to collect this information under the Social Security Act and the collection meets the requirements of the Paperwork Reduction Act under OMB numbers 09600596 and 09600583. To hear detailed information about this and the Privacy Act or Paperwork Reduction Act say more information. Otherwise, say continue.

[pause]

Be advised, to complete this process you’ll need to have a mobile phone available to receive a verification code. Text and data rates may apply.

Would you like to continue?



If yes, go to IVR-1099-7, if no, say “hold on while I get someone to help you.



P1009 (This will be an update to 1009)

IVR-1099-7



We verify the information you give us against our records. If we cannot match your information in our records, we will use external data sources to attempt to match your information.


By using this service, you understand that you will be authorizing SSA to obtain information from your personal credit profile or other information from Experian under the Fair Credit Reporting Act. You authorize SSA to obtain such information solely to help identify you and prevent fraud.


SSA may need to verify mobile phone data through an external service provided by Twilio. You authorize your mobile phone carrier to use or disclose information about your account and your mobile phone to SSA or its service provider for the duration of your business relationship, solely to help them identify you or your mobile phone and to prevent fraud.


Do you agree with giving your authorization to access your credit report and mobile data for these authentication purposes?


Please say Yes or No


If yes, go to IVR-1099-8, If no, go to IVR-1099-9





IVR-1099-8

Attestation=Yes

Please note that any person who makes a false representation in an effort to alter or obtain information from the Social Security

Administration may be punished by a fine or imprisonment or both. Do you understand and agree to these terms?


If yes, go to IVR-1099-10, If no, go to IVR-1099-9



P1010


IVR-1099-9

Attestation= No

Without your agreement, I won′t be able to help you with anything that requires access to personal information. Hold on while I get someone to help you.

P1022

IVR-1099-10

Attestation=Yes Asks caller for PII to be authenticated.

All right. Thanks. Let's keep going. First, please say your Social Security number one digit at a time.



P1011

IVR-1099-11

SSN confirmation

Just to make sure, your social security number is 123456789, Right?


If yes, go to IVR-1099-12, If no, go to IVR-1099-11A


P1012

IVR-1099-11A

SSN Re ask

My mistake. Let’s try again. Please say or enter
your nine-digit Social Security number, one digit at a time

P1011d

IVR-1099-12

DOB

Now, what's your date of birth?



P1030

IVR-1099-12A

DOB Re ask

My mistake. Please say or enter the month, day
and year you were born. For example, say June 8th 1945
or enter 06081945.

P1030d

IVR-1099-13

DOB Confirm


That was --------- Right?


If yes go to IVR-1099-14, If no go to IVR-1099-12A

P1031

IVR 1099-14

Calling from mobile phone?

Are you currently calling from your mobile phone?


If yes, go to IVR-1099-18, if no, go to IVR-1099-15



IVR-1099 -15

Mobile phone number


All right. Please say your 10-digit mobile phone number starting with the area code or use your keypad to enter the digits, followed by the pound key




IVR 1099-16

Mobile phone confirmation

Your mobile phone number is 123-456-7890 right?


If no go to IVR-1099-15 if yes go to IVR-1099-18


IVR-1099-17

Authentication = Fail

Sorry, I am having trouble processing your request. Hold on while I get someone to help you.


P9011

IVR 1099-18

Ask if caller received ACC code

All right. We have sent a verification code to your mobile phone number. Did you receive your verification code?


If yes, go to IVR-1099-19

If no or no input, go IVR-1099-20


IVR-1099-19

Yes=User provides ACC code

All right. Please say the verification code one digit at a time or use your phone’s keypad to enter the digits.



IVR 1099-20

ACC Verification = Fail

Sorry, I am having trouble processing your request. Hold on while I get someone to help you.


P9011

IVR-1099-21

ACC Verification = Pass,

Date of last access

All right, we're all set.

Just so you know, the last time you accessed your account was on <Date>.



IVR-1099-22

Replacement for Self

Do you need a replacement s s a 1099 or s s a 1042 for yourself?


If yes, go to IVR-1099-40 If no go to IVR-1099-23

P1034 (This will be updated as IVR-1099-21 is split out into a new prompt)

IVR-1099-23

Person Living

Is the person it's for LIVING?

P1038

IVR-1099-24

Living =Yes

To request a statement for someone else. You will need to speak to an agent.

P1039

IVR – 1099 25

Living = No


Okay, please tell me the deceased

person's social security number or say I don’t have it.


If provided go to IVR-1099-28, if unknown go to IVR-1099-26

P1040

IVR- 1099- 26

Unknown SSN

Sounds like you don't know their Social Security number. Is that right?


If caller says right or yes, go to next step, if they say they know it, go back to IVR-1099-25



IVR 1099-27

Unknown SSN

If you don't know the Social Security number, you'll need to speak with an agent. Hold on while I get someone to help you.


P1128

IVR-1099-28

Deceased SSN confirmation

Just to make sure, that Social Security number is {123456789}.

Right?


If yes go to IVR-1099-29, If no go to IVR-1099-25

P1012

IVR – 1099-29

Related to deceased

Are you a child, spouse or parent of the deceased?


If yes, go to, IVR-1099-40, if no, go to IVR-1099-30


IVR – 1099- 30

Related to deceased = no

Is your address in the United States?


If yes, go to IVR-1099-32, If no, go to IVR-1099-31


IVR – 1099-31

United States Address = No

Sorry, I am having trouble processing your request. Hold on while I get someone to help you.


P9011

IVR- 1099-32

US. Address= Yes, Ask for zip code

Please tell me your five-digit zip code now.

P1306

IVR – 1099-33

Zip code confirmation

You entered {$.Zipcode}, right?


If yes go to IVR-1099-34, If no go to IVR-1099-32

P1308

IVR-1099-33A

Invalid Zip Code

That is an invalid zip code. Let's try again, please tell me your five-digit zip code now.

P1306c

IVR-1099-34

City – State Confirmation

Okay. I got the city and state information from the zip code as ($.City). ($.State). Right?


If yes go to IVR-1099-35, If no go to next step

P1324

IVR-1099-34A

Incorrect City - State

My mistake. Let's try again, please tell me your five-digit zip code.

P1306d

IVR – 1099-35

Street Address

Okay. Now I just need the street address, P O Box or Rural Route Number. For example, you'd say 123 Main Street West or PO Box 12345. Go ahead and say the address.

P1321

IVR-1099-36

Street Address Confirmation

Okay. Your street address is{$.AddressLine1}. Right?


If yes go to IVR-1099-37, If no go to go to IVR-1099-36A

P1326

IVR-1099-36A

Incorrect Street Address

My mistake. Let's try again, please say your street address, PO Box or Rural Route Number. For example, you'd say 123 Main Street West or P O Box 12345. Go ahead and say the address.

P1321d

IVR – 1099-37

Apartment Number or Unit

If there's an apartment number or unit number, please say it now. Otherwise, say no

apartment.


P1322

IVR-1099-38

Apartment Number or Unit Confirmation

You said {$.AddressLine2}, Right?


If yes go to IVR-1099-39, If no go to IVR-1099-38A

P1323

IVR-1099-38A

Incorrect Apartment or Unit Number

My mistake. Let's try again. Please tell me your apartment number or unit number now, Otherwise, say no apartment.

P1323d

IVR – 1099-39

Complete Address Confirmation

Thanks. Let me make sure everything is correct. I have {$.Address}. Right?


If yes go to IVR-1099-40, If no go to IVR-1099-39A

P1325

IVR-1099-39A

Incorrect Complete Address

My mistake. Let's try again, please say your street address, P O Box or Rural Route Number. For example, you'd say 123 Main Street West or P O Box 12345. Go ahead and say the address.

P1321d

IVR-1099-40

Authorization = Yes

Just a moment while I process your request...


For 1099 for self, go to IVR-1099-41, for deceased (related) go to IVR-1099-41. For deceased (not related) go to IVR-1099-46.



P1035

IVR – 1099-41

Date of the last address change

The last time you changed your address was on <Date>. Have you moved since that date?


If yes, go to IVR-1099-42, If no, go to IVR-1099-43




IVR-1099-42

Move = Yes

You will be transferred to an agent


IVR-1099-43

Move=No

All right…


IVR-1099-44

If previous year = yes

Do you need a s s a 1099 or s s a 1042 replacement for [tax year(s)]?


All right….


If successful go to IVR-1099-45 (for self) or IVR-1099-46 (for deceased), if unsuccessful go to IVR-1099-47

IVR needs to say each previous year separately.


IVR – 1099-45

Authorization Confirmation for self

Your replacement s s a 1099 or s s a 1042 for {current tax year} or previous 5 years will be sent to YOUR address on record. If you live in the United States or a U.S. territory, you should receive it by {current date + 14 days}, Otherwise, if you live outside the United States, you should receive it by {current date + 40 days}. If you haven’t received it by then, please call us back.


Go to IVR-1099-48


P1036

IVR – 1099-46

Authorization Confirmation for deceased

The deceased’s replacement s s a 1099 or s s a 1042 for {current tax year} or previous 5 years will be sent to YOUR address on record. If you live in the United States or a U.S. territory, you should receive it by {current date + 14 days}, Otherwise, if you live outside the United States, you should receive it by {current date + 40 days}. If you haven't received it by then, please call us back.


Go to IVR-1099-48.


P1024


IVR-1099-47

Authorization= No


Sorry, I am having trouble processing your request. Hold on while I get someone to help you.



P9011


IVR – 1099-48

Finish

If you're finished, feel free to hang up. Otherwise...


P1021







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