Implementing Regulations: Government Securities Act of 1986, as amended

OMB: 1530-0064

IC ID: 39270

Documents and Forms

Document Name Document Type
Form G-FIN-4 Implementing Regulations: Government Securities Act of 1986, as amended Form and Instruction
G-405 Part2inst_Apr2018.pdf treasurydirect.gov/forms/gsrg405pt2ainstr.pdf Instruction
G-405PART2Ainst_Apr2018.pdf treasurydirect.gov/forms/gsrg405pt2ainstr.pdf Instruction
G-FIN-4 Disclosure Form for Person Associated with a Financial I gsrgfin4.pdf treasurydirect.gov/forms/gsrgfin4.pdf Form and Instruction
G-FIN-5 Uniform Termination Notice for Person Associated with a gsrgfin5.pdf treasurydirect.gov/forms/gsrgfin5.pdf Form and Instruction
G-405 PART I Report on Finances and Operations of Government Securiti gsrg405pt1_Apr2018.pdf treasurydirect.gov/forms/gsrg405pt1.pdf Form and Instruction
G-405 PART II Report on Finances and Operations of Government Securiti G-405Part2Form_Apr2018.pdf www.treasurydirect.gov/forms/gsrg405pt2.pdf Form
G-405 PART IIA Report on Finances and Operations of Government Securiti G-405Part2Aform_Apr2018.pdf treasurydirect.gov/forms/gsrg405pt2a.pdf Form
G-405 PART III Report on Finances and Operations of Government Securiti G-405 Part III Form_Apr2018.pdf treasurydirect.gov/forms/gsrg405pt3.pdf Form and Instruction
G-405 SCH I Report on Finances and Operations of Government Securiti G-405Sched1_Apr2018.pdf treasurydirect.gov/forms/gsrg405sched1.pdf Form and Instruction
Form for Submitting a Report in Accordance with Treasury Screenshot_Webform for Large Position Report.pdf treasurydirect.gov/laws-and-regulations/gsa/lpr-form/ Form and Instruction

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Implementing Regulations: Government Securities Act of 1986, as amended	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 17 CFR IV (To search for a specific CFR, visit the Code of Federal Regulations.)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	G-FIN-4	Disclosure Form for Person Associated with a Financial Institution Government Securities Broker or Dealer	gsrgfin4.pdf	https://treasurydirect.gov/forms/gsrgfin4.pdf	Yes	No	Fillable Printable
Form and Instruction	G-FIN-5	Uniform Termination Notice for Person Associated with a Financial Institution Government Securities Broker or Dealer	gsrgfin5.pdf	https://treasurydirect.gov/forms/gsrgfin5.pdf	Yes	No	Fillable Printable
Form and Instruction	G-405 PART I	Report on Finances and Operations of Government Securities Brokers and Dealers	gsrg405pt1_Apr2018.pdf	https://treasurydirect.gov/forms/gsrg405pt1.pdf	Yes	No	Fillable Printable
Form	G-405 PART II	Report on Finances and Operations of Government Securities Brokers and Dealers	G-405Part2Form_Apr2018.pdf	https://www.treasurydirect.gov/forms/gsrg405pt2.pdf	Yes	No	Fillable Printable
Instruction			G-405 Part2inst_Apr2018.pdf	https://treasurydirect.gov/forms/gsrg405pt2ainstr.pdf	Yes	No	Printable Only
Form	G-405 PART IIA	Report on Finances and Operations of Government Securities Brokers and Dealers	G-405Part2Aform_Apr2018.pdf	https://treasurydirect.gov/forms/gsrg405pt2a.pdf	Yes	No	Fillable Printable
Instruction			G-405PART2Ainst_Apr2018.pdf	https://treasurydirect.gov/forms/gsrg405pt2ainstr.pdf	Yes	No	Paper Only
Form and Instruction	G-405 PART III	Report on Finances and Operations of Government Securities Brokers and Dealers	G-405 Part III Form_Apr2018.pdf	https://treasurydirect.gov/forms/gsrg405pt3.pdf	Yes	No	Fillable Printable
Form and Instruction	G-405 SCH I	Report on Finances and Operations of Government Securities Brokers and Dealers	G-405Sched1_Apr2018.pdf	https://treasurydirect.gov/forms/gsrg405sched1.pdf	Yes	No	Fillable Printable
Form and Instruction	NA	Form for Submitting a Report in Accordance with Treasury’s Large Position Reporting Rules (17 CFR part 420)	Screenshot_Webform for Large Position Report.pdf	https://treasurydirect.gov/laws-and-regulations/gsa/lpr-form/	Yes	Yes	Fillable Fileable

Federal Enterprise Architecture Business Reference Module

Line of Business: General Government

Subfunction: Central Fiscal Operations

Privacy Act System of Records
Title: United States Securities	FR Citation: 76 FR 51128

Number of Respondents: 2,879	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Requested	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	2,879	209	2,670
Annual IC Time Burden (Hours)	206,293	-8,818	215,111
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.