Regulation 14C (Commission Rules 14c-1 through 14c-7 and Schedule 14C)

ICR 202406-3235-026

OMB: 3235-0057

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2024-06-29
Supplementary Document
2024-06-28
IC Document Collections
ICR Details
3235-0057 202406-3235-026
Received in OIRA 202307-3235-010
SEC CF 270-057
Regulation 14C (Commission Rules 14c-1 through 14c-7 and Schedule 14C)
Revision of a currently approved collection   No
Regular 06/30/2024
  Requested Previously Approved
36 Months From Approved 08/31/2026
569 569
63,880 63,048
8,518,352 8,407,344

Schedule 14C is filed by issuers of securities that are registered under Section 12 of the Securities Exchange Act of 1934 in connection with a consent solicitation.

US Code: 15 USC 78c, 78l, 78m, 78n, 78o(d) Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78p, 78w(a) Name of Law: Securities Exchange Act of 1934
  
None

3235-AM15 Proposed rulemaking 86 FR 66231 11/22/2021

No

1
IC Title Form No. Form Name
Regulation 14C (Commission Rules 14c-1 through 14c-7 and Schedule 14C)

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 569 569 0 0 0 0
Annual Time Burden (Hours) 63,880 63,048 0 832 0 0
Annual Cost Burden (Dollars) 8,518,352 8,407,344 0 111,008 0 0
Yes
Changing Regulations
No
The amendments are intended to continue and further the Commission’s ongoing efforts to make the EDGAR system more comprehensive by including more filings in the mandated electronic filing category. We anticipate that the amendments would, in the aggregate, increase the burdens and costs to registrants associated with compliance with the federal securities disclosure regime. These estimated burden and cost increases are expected to result primarily from the time required to prepare, convert into the required electronic format (currently PDF) if PDF is not already used for the report to security holders, and review the “glossy” annual reports to security holders to be submitted electronically in accordance with the EDGAR Filer Manual. For purposes of the PRA, we estimate that the amendments to Schedule 14C will result in a net increase of 832 burden hours and a net increase in the cost burden of $111,008 for the services of outside professionals.

$129,168,390
No
    Yes
    No
No
No
No
No
Daniel Morris 202 551-3430 morrisdb@sec.gov

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/30/2024


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