30 Day Notice

89 FR 65421 (OMB 3235-0029).pdf

Fingerprinting Plans of Self-Regulatory Organizations. (17 CFR 240.17f-2(c))

30 Day Notice

OMB: 3235-0029

Document [pdf]
Download: pdf | pdf
Federal Register / Vol. 89, No. 154 / Friday, August 9, 2024 / Notices
whether to disapprove, the proposed
rule change (File No. SR–CboeBYX–
2024–009).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.6
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2024–17696 Filed 8–8–24; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–035, OMB Control No.
3235–0029]

ddrumheller on DSK120RN23PROD with NOTICES1

Submission for OMB Review;
Comment Request; Extension: Rule
17f–2(c)
Upon Written Request, Copies
Available From: Securities and
Exchange Commission, Office of FOIA
Services, 100 F Street NE, Washington,
DC 20549–2736.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
Securities and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for approval of
extension of the previously approved
collection of information provided for in
Rule 17f–2(c) (17 CFR 240.17f–2(c)),
under the Securities Exchange Act of
1934 (15 U.S.C. 78a et seq.).
Rule 17f–2(c) allows persons required
to be fingerprinted pursuant to Section
17(f)(2) of the Act to submit their
fingerprints to the Attorney General of
the United States or its designee (i.e.,
the Federal Bureau of Investigation
(‘‘FBI’’)) through a registered national
securities exchange or a registered
national securities association
(collectively, also known as ‘‘selfregulatory organizations’’ or ‘‘SROs’’)
pursuant to a fingerprint plan filed with,
and declared effective by, the
Commission. Fingerprint plans have
been approved for the American,
Boston, Chicago, New York, and
Philadelphia stock exchanges and for
the Financial Industry Regulatory
Authority (‘‘FINRA’’) and the Chicago
Board Options Exchange. Currently, the
bulk of the fingerprints are submitted
through FINRA.
It is estimated that 3,800 respondents
submit approximately 278,455 sets of
fingerprints (consisting of
approximately 258,646 electronic sets
and 19,809 hard copy sets) to SROs on
an annual basis. The Commission

estimates that it takes approximately 15
minutes to create and submit each
fingerprint card. The total time burden
is therefore estimated to be
approximately 69,614 hours per year.
In addition, the SROs charge an
estimated $31 fee for processing
fingerprint cards submitted
electronically, resulting in a total annual
cost to all 3,800 respondents of
approximately $8,018,026 per year. The
SROs charge an estimated $41 fee for
processing fingerprint cards submitted
in hard copy, resulting in a total annual
cost to all 3,800 respondents of
approximately $812,169 per year. The
combined annual cost to all respondents
is thus approximately $8,830,195 per
year.
Because the FBI will not accept
fingerprint cards directly from
submitting organizations, Commission
approval of fingerprint plans from
certain SROs is essential to carry out the
Congressional goal to fingerprint
securities industry personnel. Filing
these plans for review assures users and
their personnel that fingerprint cards
will be handled responsibly and with
due care for confidentiality.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent by
September 9, 2024 to (i)
www.reginfo.gov/public/do/PRAMain
and (ii) Austin Gerig, Director/Chief
Data Officer, Securities and Exchange
Commission, c/o Oluwaseun Ajayi, 100
F Street NE, Washington, DC 20549, or
by sending an email to: PRA_Mailbox@
sec.gov.
Dated: August 6, 2024.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2024–17727 Filed 8–8–24; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–100658; File No. SR–
NYSENAT–2024–21]

Self-Regulatory Organizations; NYSE
National, Inc.; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change To Amend Rule 2.9
August 5, 2024.

Pursuant to Section 19(b)(1) 1 of the
Securities Exchange Act of 1934
(‘‘Act’’) 2 and Rule 19b–4 thereunder,3
notice is hereby given that on July 25,
2024, NYSE National, Inc. (‘‘NYSE
National’’ or the ‘‘Exchange’’) filed with
the Securities and Exchange
Commission (the ‘‘Commission’’) the
proposed rule change as described in
Items I and II below, which Items have
been prepared by the self-regulatory
organization. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend
Rule 2.9 (Dues, Assessments and Other
Charges) to permit direct debiting of
undisputed or final fees or other sums
due the Exchange by ETP Holders with
one or more Trading Permits and each
applicant for a Trading Permit. The
proposed rule change is available on the
Exchange’s website at www.nyse.com, at
the principal office of the Exchange, and
at the Commission’s Public Reference
Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
The Exchange has prepared summaries,
set forth in sections A, B, and C below,
of the most significant parts of such
statements.

1 15

U.S.C. 78s(b)(1).
U.S.C. 78a.
3 17 CFR 240.19b–4.
2 15

6 17

CFR 200.30–3(a)(31).

VerDate Sep<11>2014

19:21 Aug 08, 2024

Jkt 262001

PO 00000

Frm 00110

Fmt 4703

Sfmt 4703

65421

E:\FR\FM\09AUN1.SGM

09AUN1


File Typeapplication/pdf
File Modified2024-08-09
File Created2024-08-09

© 2024 OMB.report | Privacy Policy