Record Retention re 15l-2

Rule 17a-4; Records to be Preserved by Certain Exchange Members, Brokers and Dealers

OMB: 3235-0279

IC ID: 266371

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Record Retention re 15l-2
 
No New
 
Mandatory
 
17 CFR 240.17a-4

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

2,575 764
   
Private Sector Businesses or other for-profits
 
   0 %

  Requested Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 2,575 0 2,575 0 0 0
Annual IC Time Burden (Hours) 258 0 258 0 0 0
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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