17a-4(f) Audit trail alternative to WORM for Large Broker-Dealers (Initial Annualized)

Rule 17a-4; Records to be Preserved by Certain Exchange Members, Brokers and Dealers

OMB: 3235-0279

IC ID: 258126

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17a-4(f) Audit trail alternative to WORM for Large Broker-Dealers (Initial Annualized)
 
No Unchanged
 
Mandatory
 
17 CFR 240.17a-4

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

20 0
   
Private Sector Businesses or other for-profits
 
   95 %

  Requested Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 20 0 0 0 0 20
Annual IC Time Burden (Hours) 0 0 0 0 0 0
Annual IC Cost Burden (Dollars) 6,666,660 0 0 0 0 6,666,660

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