Rule 17a-4(e)(10), Maintenance of Records in Connection with Rule 17a-14 and Form CRS

Rule 17a-4; Records to be Preserved by Certain Exchange Members, Brokers and Dealers

OMB: 3235-0279

IC ID: 231799

Documents and Forms
Document Name
Document Type
no available documents/forms check other ICs listed under this ICR
Information Collection (IC) Details

View Information Collection (IC)

Rule 17a-4(e)(10), Maintenance of Records in Connection with Rule 17a-14 and Form CRS
 
No Unchanged
 
Mandatory
 
17 CFR 240.17a-14 17 CFR 240.17a-4(e)(10) 17 CFR 249.640

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

2,578 2,003
   
Private Sector Businesses or other for-profits
 
   95 %

  Requested Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 2,578 0 0 0 0 2,578
Annual IC Time Burden (Hours) 258 0 0 0 0 258
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

Title Document Date Uploaded
No associated records found
            Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

© 2024 OMB.report | Privacy Policy