Employee Retirement Income Security Act Prohibited Transaction Exemption 1986-128 For Securities Transactions Involving Employee Benefit Plans and Broker-Dealers

Documents and Forms

Document Name Document Type
89 FR 32346.pdf Other-PTE 1986-128
89 FR 32346.pdf Other-PTE 1986-128

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Employee Retirement Income Security Act Prohibited Transaction Exemption 1986-128 For Securities Transactions Involving Employee Benefit Plans and Broker-Dealers	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Other-PTE 1986-128			89 FR 32346.pdf		Yes	No	Printable Only

Line of Business: Income Security

Subfunction: General Retirement and Disability

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 326	Number of Respondents for Small Entity: 243

Affected Public: Private Sector	Private Sector: Not-for-profit institutions, Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	4,150	-271,595	275,745
Annual IC Time Burden (Hours)	177	-2,016	2,193
Annual IC Cost Burden (Dollars)	3,300	-292,808	296,108

Documents for IC

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.