Annual Statement of Compliance

Special Financial Assistance by PBGC

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 1212-0074 can be found here:

Documents and Forms

Document Name Document Type
Form SFA 300 Annual Statement of Compliance Form and Instruction
Screenshots for ASOC 3.22.docx Instruction
Screenshots for ASOC 3.22.docx Instruction
SFA ASOC Instructions v.13 with certification .docx Instruction
SFA ASOC Instructions v.13 with certification .docx Instruction
SFA 300 Annual Statement of Compliance annual-statement-compliance 2024.pdf www.pbgc.gov/sites/default/files/documents/annual-statement-compliance.pdf Form and Instruction
SFA 300 Annual Statement of Compliance annual-statement-compliance 2024.pdf www.pbgc.gov/sites/default/files/documents/annual-statement-compliance.pdf Form and Instruction

Information Collection (IC) Details

IC Title:	Annual Statement of Compliance	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 29 CFR 4262

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SFA 300	Annual Statement of Compliance	annual-statement-compliance 2024.pdf	https://www.pbgc.gov/sites/default/files/documents/annual-statement-compliance.pdf	Yes	Yes	Fillable Fileable
Instruction			Screenshots for ASOC 3.22.docx		Yes	Yes	Fillable Fileable
Instruction			SFA ASOC Instructions v.13 with certification .docx		Yes	Yes	Fillable Fileable

Line of Business: Income Security

Subfunction: General Retirement and Disability

Privacy Act System of Records
Title: PBGC – 19: Office of General Counsel Case Management System	FR Citation: 83 FR 6247

Number of Respondents: 150	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Not-for-profit institutions

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	150	30	120
Annual IC Time Burden (Hours)	300	60	240
Annual IC Cost Burden (Dollars)	360,000	72,000	288,000

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.