Rule 13h-1 – Large Trader Reporting System

ICR 202401-3235-002

OMB: 3235-0682

Federal Form Document

Forms and Documents

Document Name	Status
Form SEC 13H Rule 13h-1 - Large Traders Initial Filing Form and Instruction	Modified
3235-0682.pdf Supplementary Document	2024-03-28
3235-0682.pdf Supplementary Document	2024-03-28
Supporting Statement_Rule 13h-1 2024 DGL REVISED FINAL.pdf Supporting Statement A	2024-01-18
3235-0682 30 Day Notice.pdf Supplementary Document	2021-04-21
3235-0682 60 Day Notice.pdf Supplementary Document	2021-04-21

IC Document Collections

IC ID	Document Title	Status
193893	Rule 13h-1 - Broker-Dealer Reporting	Modified
193892	Rule 13h-1 - Broker-Dealer Monitoring	Modified
193891	Rule 13h-1 - Annual and Quarterly Reporting	Modified
193890	Rule 13h-1 - Large Traders Initial Filing Form and Instruction	Modified