PTO/SB/26a Terminal Disclaimer in a Patent or Proceeding in View of

Patent Processing

sb0026a

Statutory Disclaimers (including terminal disclaimers)

OMB: 0651-0031

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PTO/SB/26a (02-14)
Approved for use through XX/XX/XXXX. OMB 0651-0031
U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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TERMINAL DISCLAIMER IN A PATENT OR PROCEEDING
IN VIEW OF ANOTHER PATENT
Application/Control Number:
Filing Date:
First Named Inventor:
Title:
Patent No.:

The patentee, _____________________________________________, owner of __________ percent interest in the instant patent hereby
disclaims, except as provided below, the terminal part of the statutory term of the instant patent which would extend beyond the expiration
date of the full statutory term of patent No. ____________________ (the “reference patent”), as the term of said reference patent is presently
shortened by any terminal disclaimer. The patentee hereby agrees that the instant patent shall be enforceable only for and during such period
that the instant patent and the reference patent are commonly owned. This agreement runs with the instant patent and is binding upon the
grantee, its successors or assigns.
In making the above disclaimer, the patentee does not disclaim the terminal part of the instant patent that would extend to the expiration date
of the full statutory term of the reference patent, “as the term of said reference patent is presently shortened by any terminal disclaimer,” in
the event that said reference patent later: expires for failure to pay a maintenance fee; is held unenforceable; is found invalid by a court of
competent jurisdiction; is statutorily disclaimed in whole or terminally disclaimed under 37 CFR 1.321; has all claims canceled by a
reexamination certificate; is reissued; or is in any manner terminated prior to the expiration of its full statutory term as shortened by any
terminal disclaimer.
I. Check either box 1, 2, or 3 below, as appropriate, if there is an assignment:
1.
The current ownership was established by the filing of a statement under 37 CFR 3.73 during prosecution of the application that
issued as the instant patent.
2.
The instant patent was issued from an application filed on or after September 16, 2012, and the current patent owner was the
applicant under 37 CFR 1.46.
3.

A statement under 37 CFR 3.73 is attached herewith. Form PTO/SB/96 or PTO/AIA/96, as appropriate, may be used.

II. Authorization for Terminal Disclaimer - Check either box 1 or 2 below, if appropriate:
I hereby acknowledge that any willful false statements made are punishable under 18 U.S.C. 1001 by fine or imprisonment of not
more than five (5) years, or both.
1.

For submissions on behalf of a business/organization (e.g., corporation, partnership, university, government agency, etc.), the
undersigned is empowered to act on behalf of the business/organization.

2.

The undersigned is an attorney or agent of record. Reg. No. _______________

__________________________________________________________
Signature

__________________________________
Date

__________________________________________________________
Typed or printed name

__________________________________
Telephone number

The terminal disclaimer fee under 37 CFR 1.20(d) is included.
NOTE: Submit multiple forms if more than one signature is required, see below.*
WARNING: Information on this form may become public. Credit card information should not
be included on this form. Provide credit card information and authorization on PTO-2038.

*Total of _____ forms are submitted.
A Federal agency may not conduct or sponsor, and a person is not required to respond to, nor shall a person be subject to a penalty for failure to comply with an
information collection subject to the requirements of the Paperwork Reduction Act of 1995, unless the information collection has a currently valid OMB Control
Number. The OMB Control Number for this information collection is 0651-0031. Public burden for this form is estimated to average 12 minutes per response,
including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the
information collection. Send comments regarding this burden estimate or any other aspect of this information collection, including suggestions for reducing this
burden to the Chief Administrative Officer, United States Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450 or email
InformationCollection@uspto.gov. DO NOT SEND FEES OR COMPLETED FORMS
  TO THIS ADDRESS. If filing this completed form by mail, send to:
Commissioner for Patents, P.O. Box 1450,
VA  22313-1450.
  Alexandria,
 
 
 
   
   
 
 
 
 
If you need assistance in completing the form, call 1‐800‐PTO‐9199 and select option 2.

Privacy Act Statement
The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
submission of the attached form related to a patent application or patent. The United States Patent and Trademark
Office (USPTO) collects the information in this record under authority of 35 U.S.C. 2. The USPTO’s system of records
is used to manage all applicant and owner information including name, citizenship, residence, post office address, and
other information with respect to inventors and their legal representatives pertaining to the applicant's/owner’s activities
in connection with the invention for which a patent is sought or has been granted. The applicable Privacy Act System
of Records Notice for the information collected in this form is COMMERCE/PAT-TM-7 Patent Application Files,
available in the Federal Register at 78 FR 19243 (March 29, 2013). https://www.govinfo.gov/content/pkg/
FR-2013-03-29/pdf/2013-07341.pdf
Routine uses of the information in this record may include disclosure to: 1) law enforcement, in the event that the
system of records indicates a violation or potential violation of law; 2) a Federal, state, local, or international agency, in
response to its request; 3) a contractor of the USPTO having need for the information in order to perform a contract; 4)
the Department of Justice for determination of whether the Freedom of Information Act (FOIA) requires disclosure of
the record; 5) a Member of Congress submitting a request involving an individual to whom the record pertains, when
the individual has requested the Member’s assistance with respect to the subject matter of the record; 6) a court,
magistrate, or administrative tribunal, in the course of presenting evidence, including disclosures to opposing counsel
in the course of settlement negotiations; 7) the Administrator, General Services Administration (GSA), or their
designee, during an inspection of records conducted by GSA under authority of 44 U.S.C. 2904 and 2906, in
accordance with the GSA regulations and any other relevant (i.e., GSA or Commerce) directive, where such disclosure
shall not be used to make determinations about individuals; 8) another federal agency for purposes of National
Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)); 9) the Office of
Personnel Management (OPM) for personnel research purposes; and 9) the Office of Management and Budget (OMB)
for legislative coordination and clearance.
If you do not furnish the information requested on this form, the USPTO may not be able to process and/or examine
your submission, which may result in termination of proceedings, abandonment of the application, and/or expiration of
the patent.

Additional Uses
Additional USPTO uses of the information in this record may include disclosure to: 1) the International Bureau of the
World Intellectual Property Organization, if the record is related to an international application filed under the Patent
Cooperation Treaty; 2) the public i) after publication of the application pursuant to 35 U.S.C. 122(b), ii) after issuance
of a patent pursuant to 35 U.S.C. 151, iii) if the record was filed in an application which became abandoned or in which
the proceedings were terminated and which application is referenced by either a published application, an application
open to public inspections, or an issued patent, or iv) without publication of the application or patent under the specific
circumstances provided for by 37 CFR 1.14(a)(1)(v)-(vii); and/or 3) the National Archives and Records Administration,
for inspection of records.


File Typeapplication/pdf
File TitleTerminal Disclaimer in a Patent or Proceeding in View of Another Patent
AuthorUSPTO
File Modified2024-05-10
File Created2014-04-08

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