Rule 17f-1 under the Investment Company Act of 1940

Investment Company Act Rule 17f-1, "Custody of Securities with Members of National Securities Exchanges"

Documents and Forms

Document Name Document Type
EDGAR PIA 2016.pdf EDGAR PIA IC Document
EDGAR PIA 2016.pdf EDGAR PIA IC Document

Information Collection (IC) Details

IC Title:	Rule 17f-1 under the Investment Company Act of 1940	Agency IC Tracking Number:	270-236

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 17 CFR 270.17f-1

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 8	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	8	2	6
Annual IC Time Burden (Hours)	28	7	21
Annual IC Cost Burden (Dollars)	92,336	32,168	60,168

Documents for IC

Title	Document	Date Uploaded
EDGAR PIA	EDGAR PIA 2016.pdf	03/14/2018

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.