Rule 17Ad-26 - Proposed Rule: Covered Clearing Agency Recovery and Orderly Wind-Down Plans

ICR 202310-3235-022

OMB: 3235-0811

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2023-10-26
IC Document Collections
ICR Details
202310-3235-022
Received in OIRA
SEC
Rule 17Ad-26 - Proposed Rule: Covered Clearing Agency Recovery and Orderly Wind-Down Plans
New collection (Request for a new OMB Control Number)   No
Regular 10/27/2023
  Requested Previously Approved
36 Months From Approved
8 0
640 0
0 0

This submission seeks a new PRA approval for proposed Rule 17Ad-26, which would require the recovery and wind-down plans of a covered clearing agency to contain certain elements.

US Code: 15 USC 78w(a) Name of Law: Securities and Exchange Act of 1934, Section 23(a) - Power to Make Rules and Regulations; Considerat
   US Code: 15 USC 5464 Name of Law: Payment, Clearing, and Settlement Supervision - Standards for systemically important financial marke
   US Code: 15 USC 78q-1 Name of Law: Securities and Exchange Act of 1934, Section 17A - National system for clearance and settlement of s
  
None

3235-AN19 Proposed rulemaking 88 FR 34708 05/23/2023

No

2
IC Title Form No. Form Name
17Ad-26 (for respondents already registered)
17Ad-26 (for respondents not registered)

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 8 0 0 8 0 0
Annual Time Burden (Hours) 640 0 0 640 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
Changing Regulations
No
The Commission has proposed a rule that would include information collections with a total annual hour burden of 640 hours. The proposal is discussed in more detail in the attached Supporting Statement.

$0
No
    No
    No
No
Yes
No
No
Jesse Capelle 202 551-6468

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
10/27/2023


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