Prohibited Transaction Class Exemption 75-1 Security Transactions with Broker-Dealers, Reporting Dealers and Banks

Prohibited Transaction Class Exemption 75-1, Security Transactions with Broker-Dealers, Reporting Dealers, and Banks

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 1210-0092 can be found here:

Documents and Forms

Document Name Document Type
PTE75-1 Final Amendment.pdf Other-Prohibited Transaction Class E
PTE75-1 Final Amendment.pdf Other-Prohibited Transaction Class E
PTE 75-1 original.pdf Other-Prohibited Transaction Class E
PTE 75-1 original.pdf Other-Prohibited Transaction Class E

Information Collection (IC) Details

IC Title:	Prohibited Transaction Class Exemption 75-1 Security Transactions with Broker-Dealers, Reporting Dealers and Banks	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Other-Prohibited Transaction Class Exemption			PTE75-1 Final Amendment.pdf		Yes	Yes	Fillable Printable
Other-Prohibited Transaction Class Exemption			PTE 75-1 original.pdf		Yes	Yes	Fillable Printable

Line of Business: Income Security

Subfunction: General Retirement and Disability

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 3,942	Number of Respondents for Small Entity: 1,963

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	3,942	-1,702	5,644
Annual IC Time Burden (Hours)	15,768	14,827	941
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.