Rule 608 - Filing and Amendment of National Market System Plans (17 CFR 242.608)

ICR 202307-3235-015

OMB: 3235-0500

Federal Form Document

Forms and Documents
Document
Name
Status
Supplementary Document
2023-09-29
Supplementary Document
2023-09-29
Supporting Statement A
2023-07-21
Supplementary Document
2020-11-09
Supplementary Document
2020-11-09
Supplementary Document
2020-05-20
IC Document Collections
IC ID
Document
Title
Status
35262
Unchanged
241918
Unchanged
241917
Unchanged
ICR Details
3235-0500 202307-3235-015
Received in OIRA 202007-3235-003
SEC 270-824
Rule 608 - Filing and Amendment of National Market System Plans (17 CFR 242.608)
Extension without change of a currently approved collection   No
Regular 09/29/2023
  Requested Previously Approved
36 Months From Approved 01/31/2024
375 375
12,432 12,432
483,333 483,333

Rule 608, 17 CFR 242.608, under the Securities Exchange Act of 1934, as amended, provides that self-regulatory organizations may, acting jointly, file a national market system plan or may propose an amendment to an effective national market system plan by submitting the text of the plan or amendment to the Secretary of the Commission, together with a statement of the purpose of such plan or amendment and, to the extent applicable, the documents and information required by paragraphs (b)(4) and (5) of the rule.

None
None

Not associated with rulemaking

  88 FR 48277 07/26/2023
88 FR 67404 09/29/2023
No

3
IC Title Form No. Form Name
NMS Plan Amendments
New NMS Plans
Plan Processor Selections

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 375 375 0 0 0 0
Annual Time Burden (Hours) 12,432 12,432 0 0 0 0
Annual Cost Burden (Dollars) 483,333 483,333 0 0 0 0
No
No

$0
No
    No
    No
No
No
No
No
Kristie Diemer 202 551-5613

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/29/2023


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