2023 proposed corrective and clarifying amendments to FOCUS Report Part II

Rule 17a-5, Form X-17A-5 (FOCUS REPORT)

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0123 can be found here:

Documents and Forms

Document Name Document Type
Form SEC 1696 2023 proposed corrective and clarifying amendments to FOCUS Report Part II Form and Instruction
SEC 1696 FOCUS Report Part II FOCUS Report Part II (as proposed to be revised).pdf Form and Instruction
SEC 1696 FOCUS Report Part II FOCUS Report Part II (as proposed to be revised).pdf Form and Instruction
SEC 1696 FOCUS Report Part IIC FOCUS Report Part IIC (as proposed to be revised).pdf Form and Instruction
SEC 1696 FOCUS Report Part IIC FOCUS Report Part IIC (as proposed to be revised).pdf Form and Instruction

Information Collection (IC) Details

IC Title:	2023 proposed corrective and clarifying amendments to FOCUS Report Part II	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.17a-5

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC 1696	FOCUS Report Part II	FOCUS Report Part II (as proposed to be revised).pdf		Yes	Yes	Fillable Fileable Signable
Form and Instruction	SEC 1696	FOCUS Report Part IIC	FOCUS Report Part IIC (as proposed to be revised).pdf		Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 460	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	460	460
Annual IC Time Burden (Hours)	767	767
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.