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IC13 - Statement Regarding Independent Public Accountant (Non-carrying/Non-clearing)
Rule 17a-5, Form X-17A-5 (FOCUS REPORT)
OMB: 3235-0123
IC ID: 226202
OMB.report
SEC
OMB 3235-0123
ICR 202305-3235-030
IC 226202
( )
⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0123 can be found here:
2023-10-05 - Reinstatement with change of a previously approved collection
Documents and Forms
Document Name
Document Type
no available documents/forms check other ICs listed under this ICR
Information Collection (IC) Details
View Information Collection (IC)
IC Title:
IC13 - Statement Regarding Independent Public Accountant (Non-carrying/Non-clearing)
Agency IC Tracking Number:
Is this a Common Form?
No
IC Status:
Unchanged
Obligation to Respond:
Mandatory
CFR Citation:
17 CFR 17a-5 (To search for a specific CFR, visit the
Code of Federal Regulations.
)
Information Collection Instruments:
Document Type
Form No.
Form Name
Instrument File
URL
Available Electronically?
Can Be Submitted Electronically?
Electronic Capability
Federal Enterprise Architecture Business Reference Module
Line of Business:
Economic Development
Subfunction:
Financial Sector Oversight
Privacy Act System of Records
Title:
FR Citation:
Number of Respondents:
3,215
Number of Respondents for Small Entity:
112
Affected Public:
Private Sector
Private Sector:
Businesses or other for-profits
Percentage of Respondents Reporting Electronically:
0 %
Requested
Program Change Due to New Statute
Program Change Due to Agency Discretion
Change Due to Adjustment in Agency Estimate
Change Due to Potential Violation of the PRA
Previously Approved
Annual Number of Responses for this IC
3,215
0
0
0
0
3,215
Annual IC Time Burden (Hours)
6,430
0
0
0
0
6,430
Annual IC Cost Burden (Dollars)
1,608
0
0
0
0
1,608
Documents for IC
Title
Document
Date Uploaded
No associated records found
Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.