IC6 - Annual audited reports

Rule 17a-5, Form X-17A-5 (FOCUS REPORT)

Documents and Forms

Document Name Document Type
Form SEC 1410 IC6 - Annual audited reports Form
SEC 1410 Focus Report Part III formx-17a-5_3.pdf www.sec.gov/files/formx-17a-5_3.pdf Form
SEC 1410 Focus Report Part III formx-17a-5_3.pdf www.sec.gov/files/formx-17a-5_3.pdf Form
EDGAR PIA 2016.pdf EDGAR PIA IC Document
EDGAR PIA 2016.pdf EDGAR PIA IC Document

Information Collection (IC) Details

IC Title:	IC6 - Annual audited reports	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.17-5

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC 1410	Focus Report Part III	formx-17a-5_3.pdf	https://www.sec.gov/files/formx-17a-5_3.pdf	Yes	Yes	Paper Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 3,218	Number of Respondents for Small Entity: 895

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 52 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	3,218	-461	3,679
Annual IC Time Burden (Hours)	38,616	-5,532	44,148
Annual IC Cost Burden (Dollars)	31,022	2,510	28,512

Documents for IC

Title	Document	Date Uploaded
EDGAR PIA	EDGAR PIA 2016.pdf	05/26/2017

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.