PTO/AIA/31 Notice of Appeal from the Examiner to the Patent Trial a

Patent Trial and Appeal Board (PTAB) Appeals

aia0031 Notice of Appeal PTAB

OMB: 0651-0063

Document [pdf]
Download: pdf | pdf
PTO/AIA/31 (03‐14) 
Approved  for  use  through  X/XX/2020. OMB 0651‐0063 
U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE 
Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number. 

NOTICE OF APPEAL FROM THE EXAMINER TO 
THE PATENT TRIAL AND APPEAL BOARD 
I hereby certify that this correspondence is being facsimile 
transmitted to the USPTO, EFS‐Web transmitted to the USPTO, or 
deposited with the United States Postal Service with sufficient 
postage in an envelope addressed to "Commissioner for Patents, P.O. 
Box 1450, Alexandria, on Alexandria, VA 22313‐1450" [37 CFR 1.8(a)] 

Docket Number (Optional) 

In re Application of
Application Number

Filed 

For

on ______________________________________________________. 
Signature _________________________________________________ 

Art Unit

Examiner 

Typed or printed name ______________________________________ 
Applicant hereby appeals to the Patent Trial and Appeal Board from the last decision of the examiner. 
The fee for this Notice of Appeal is (37 CFR 41.20(b)(1))                                                                                                      $ _____________________ 
          Applicant asserts small entity status. See 37 CFR 1.27. Therefore, the fee shown above is reduced 
          by 50%, and the resulting fee is:                                                                                                                                     $ _____________________ 
          Applicant certifies micro entity status. See 37 CFR 1.29. Therefore, the fee shown above is reduced 
          by 75%, and the resulting fee is:                                                                                                                                     $ _____________________ 
          Form PTO/SB/15A or B or equivalent must either be enclosed or have been submitted previously. 
          A check in the amount of the fee is enclosed. 
          Payment by credit card. Form PTO‐2038 is attached. 
          The Director is hereby authorized to charge any fees which may be required, or credit any overpayment 
          to Deposit Account No. ______________________. 
          Payment made via EFS‐Web. 
          A petition for an extension of time under 37 CFR 1.136(a) (PTO/AIA/22 or equivalent) is enclosed. 
          For extensions of time in reexamination proceedings, see 37 CFR 1.550. 
          WARNING:  Information on this form may become public. Credit card information should not be included 
          on this form. Provide credit card information and authorization on PTO‐2038. 
I am the 
          applicant                                            attorney or agent of record                                            attorney or agent acting under 37 CFR 1.34 
                                                                       Registration number __________________                         Registration number __________________ 
Signature __________________________________________________________________________________________________________  
Typed or Printed Name  _______________________________________________________________________________________________  
Telephone Number __________________________________________________________________________________________________ 
Date ______________________________________________________________________________________________________________ 
NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4 for signature requirements and certifications. Submit multiple 
forms if more than one signature is required, see below*. 
          * Total of _____________ forms are submitted. 
This collection of information is required by 37 CFR 41.20(b)(1) and 41.31. The information is required to obtain or retain a benefit by the public  which is to file (and 
 
by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11, 1.14 and 41.6.  This collection  is  estimated  to  take  30 
 
 
 
 
 
 
   
 
 
    form
  to the  USPTO.
  Time
 
 will vary depending
 
  upon
 
 
 
 
minutes
to complete,
including
gathering,
preparing,
and submitting
the completed
application
the individual
      on the
  amount
 
  of  time you
  require
 
 
  this form
  and/or suggestions
   
 
  burden,
   should
  be
  sent
  to  the Chief  
 
case. Any comments
to complete
for  reducing
this
 
  Officer,
 
    U.S. Department
 
 
 of Commerce,
 
  1450, Alexandria,
    VA
  22313‐1450.
 
   DO NOT SEND
  FEES OR
   
 
Administrative
U.S.  Patent  and  Trademark Office,
P.O.  Box
  FORMS
    TO THIS ADDRESS.
   SEND TO:
  Commissioner
 
 
  for Patents,
  P.O.
  Box 1450,  Alexandria, VA 22313‐1450.
COMPLETED
 

If you need assistance in completing the form, call 1‐800‐PTO‐9199 and select option 2. 
 

Privacy Act Statement
The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
submission of the attached form related to a patent application or patent. Accordingly, pursuant to the
requirements of the Act, please be advised that: (1) the general authority for the collection of this information is
35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which
the information is used by the U.S. Patent and Trademark Office is to process and/or examine your submission
related to a patent application or patent. If you do not furnish the requested information, the U.S. Patent and
Trademark Office may not be able to process and/or examine your submission, which may result in termination
of proceedings or abandonment of the application or expiration of the patent.
The information provided by you in this form will be subject to the following routine uses:
1.

2.
3.
4.

5.
6.
7.

8.

9.

The information on this form will be treated confidentially to the extent allowed under the Freedom of
Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of
records may be disclosed to the Department of Justice to determine whether disclosure of these
records is required by the Freedom of Information Act.
A record from this system of records may be disclosed, as a routine use, in the course of presenting
evidence to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in
the course of settlement negotiations.
A record in this system of records may be disclosed, as a routine use, to a Member of Congress
submitting a request involving an individual, to whom the record pertains, when the individual has
requested assistance from the Member with respect to the subject matter of the record.
A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency
having need for the information in order to perform a contract. Recipients of information shall be
required to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C.
552a(m).
A record related to an International Application filed under the Patent Cooperation Treaty in this
system of records may be disclosed, as a routine use, to the International Bureau of the World
Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
A record in this system of records may be disclosed, as a routine use, to another federal agency for
purposes of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act
(42 U.S.C. 218(c)).
A record from this system of records may be disclosed, as a routine use, to the Administrator, General
Services, or his/her designee, during an inspection of records conducted by GSA as part of that
agency’s responsibility to recommend improvements in records management practices and programs,
under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the
GSA regulations governing inspection of records for this purpose, and any other relevant (i.e., GSA or
Commerce) directive. Such disclosure shall not be used to make determinations about individuals.
A record from this system of records may be disclosed, as a routine use, to the public after either
publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35
U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine
use, to the public if the record was filed in an application which became abandoned or in which the
proceedings were terminated and which application is referenced by either a published application, an
application open to public inspection or an issued patent.
A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local
law enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or
regulation.


File Typeapplication/pdf
File TitleMicrosoft Word - aia0031 (Rev 12-2-2013)
Authoraspruill
File Modified2020-06-30
File Created2014-03-14

© 2024 OMB.report | Privacy Policy