Rule 6a-1 - Initial Application

Form 1, Rules 6a-1 and 6a-2 Form of Application and Amendments

Documents and Forms

Document Name Document Type
Form Form 1 Rule 6a-1 - Initial Application Form and Instruction
Form 1 Form 1 Form 1 (2023 Proposed Amendment).pdf www.sec.gov/edgar Form and Instruction
Form 1 Form 1 Form 1 (2023 Proposed Amendment).pdf www.sec.gov/edgar Form and Instruction

Information Collection (IC) Details

IC Title:	Rule 6a-1 - Initial Application	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.6a-1

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	Form 1	Form 1	Form 1 (2023 Proposed Amendment).pdf	https://www.sec.gov/edgar	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Business and Industry Development

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	1	0	1
Annual IC Time Burden (Hours)	891	11	880
Annual IC Cost Burden (Dollars)	2,500	2,500	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.