Rule 101, 17 CFR 242.101 (Activities by Distribution Participants)

ICR 202302-3235-026

OMB: 3235-0464

Federal Form Document

⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0464 can be found here:

Forms and Documents

Document Name	Status
87 FR 18312.pdf Supporting Statement B	2023-02-22
3235-0464 Supporting Statement (Proposed Partial Revision).pdf Supporting Statement A	2023-02-22

IC Document Collections

IC ID	Document Title	Status
35158	Rule 101, 17 CFR 242.101 (Activities by Distribution Participants)	Removed
258659	Gathering data and performing analysis to calculate the probability of default (Rule 101)-- Ongoing	New
258656	Gathering data and performing analysis to calculate the probability of default (Rule 101)-- Initial	New
258655	Firm Commitment Underwritten Offerings de minimis policy drafting	New
258652	Audit of WSPs for Info Barriers with Affiliates	New
258651	Self-Underwritten Offering ADTV Calculation	New
258649	Restricted Period ADTV Calculation	New

ICR Details

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