Form BD and Rule 15b1-1. Application for registration as a broker- dealer

ICR 202302-3235-015

OMB: 3235-0012

Federal Form Document

⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0012 can be found here:

Forms and Documents

Document Name	Status
Form Form BD Form BD/Rule 15b1-1. Application for registration as a broker- dealer. Form and Instruction	Unchanged
3235-0012.pdf Supplementary Document	2023-02-13
3235-0012.pdf Supplementary Document	2023-02-13
TM Emergency Request Memo FINAL 3235-0012 - Form BD SIGNED dlb.pdf Supplementary Document	2022-11-15
DGL REVISED 2022 Rule 15b1-1 Justification.pdf Supporting Statement A	2022-04-20

IC Document Collections

IC ID	Document Title	Status
34042	Form BD/Rule 15b1-1. Application for registration as a broker- dealer. Form and Instruction	Unchanged
193354	Form BD/Rule 15b1-1. Application for registration as a broker- dealer (Amendments).	Unchanged

ICR Details

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