0651-0062 Cws 02 2023

JUSTIFICATION FOR NONMATERIAL/NONSUBSTANTIVE CHANGE

Third-Party Submissions and Protests

OMB Control Number 0651-0062

Background

The United States Patent and Trademark Office (USPTO) administers the Leahy-Smith America Invents Act (AIA), which sets or adjusts patent fees established, authorized, or charged under Title 35, United States Code (U.S.C.). Section 10 prescribes that fees may be set or adjusted only to recover the aggregate estimated costs to the Office for processing, activities, services, and materials related to the patent and trademark processes. Section 10 authorities also includes flexibility to set individual fees in a way that furthers key policies factors, while factoring in the cost of the respective services.

This request is to update the fees for small and micro entities attached to collection 0651-0062 (Third-Party Submissions and Protests) that are affected by the rulemaking RIN 0651-AD66. There is one fee in this collection being reduced as a result of the Unleashing American Innovators Act of 2022.

Table 1: Increases in Fee Amount

IC No.	Item	Current Fee	New Fee	Changes in Fee Amount
1	Third-Party Submissions in Non-Issued Applications	$90 (small & micro entity)	$72 (small & micro entity)	-$18 (small & micro entity)

Table 2: Proposed Burden

IC No.	Item	Responses (a)	Proposed Fee (b)	Proposed Cost (a) x (b) = (c)
1	Petition to convert an international design application to a design application under 35 U.S.C. chapter 16	110 (small & micro entity)	$72 (small & micro entity)	$7,920 (small & micro entity)
	Totals	110	- - -	$7,920

Table 3: Changes in Cost

IC No.	Items	Current Cost	Proposed Cost	Change in Cost
1	Petition to convert an international design application to a design application under 35 U.S.C. chapter 16	$9,900 (small & micro entity)	$7,920 (small & micro entity)	-$1,980 (small & micro entity)
	Totals	$9,900	$7,920	-$1,980

Summary of Changes

The aforementioned legislation results in the revision of one fee and a decrease of $1,980 in annual (non-hourly) costs to collection 0651-0062.

Changes in Burden

Burden Type	Currently Approved	Proposed Change	New Estimate
Non-hourly Cost Burden	$80,613	-$1,980	$78,633

0651-0062’s revised burden is as follows:

• 880 in annual responses (unchanged)

• 8,800 in annual hourly burden (unchanged)

• $78,633 in annual (non-hourly) costs