Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large SBS Posit

ICR 202212-3235-006

OMB: 3235-0803

Federal Form Document

Forms and Documents

Document Name	Status
Form 10B Schedule 10B Form and Instruction	New
Supporting Statement for Proposed Rule 10B-1.pdf Supporting Statement A	2022-12-10

IC Document Collections

IC ID	Document Title	Status
257309	Schedule 10B Form and Instruction	New
257308	Rule 10B-1	New