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Rule 211(h)(1)-2 under the Investment Advisers Act of 1940
Rule 211(h)(1)-2 under the Investment Advisers Act of 1940
OMB: 3235-0796
IC ID: 256253
OMB.report
SEC
OMB 3235-0796
ICR 202210-3235-010
IC 256253
( )
Documents and Forms
Document Name
Document Type
no available documents/forms check other ICs listed under this ICR
Information Collection (IC) Details
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IC Title:
Rule 211(h)(1)-2 under the Investment Advisers Act of 1940
Agency IC Tracking Number:
Is this a Common Form?
No
IC Status:
New
Obligation to Respond:
Mandatory
CFR Citation:
17 CFR 275.211(h)(1)-2
Information Collection Instruments:
Document Type
Form No.
Form Name
Instrument File
URL
Available Electronically?
Can Be Submitted Electronically?
Electronic Capability
Federal Enterprise Architecture Business Reference Module
Line of Business:
Economic Development
Subfunction:
Financial Sector Oversight
Privacy Act System of Records
Title:
FR Citation:
Number of Respondents:
5,037
Number of Respondents for Small Entity:
29
Affected Public:
Private Sector
Private Sector:
Businesses or other for-profits
Percentage of Respondents Reporting Electronically:
0 %
Requested
Program Change Due to New Statute
Program Change Due to Agency Discretion
Change Due to Adjustment in Agency Estimate
Change Due to Potential Violation of the PRA
Previously Approved
Annual Number of Responses for this IC
181,332
0
181,332
0
0
0
Annual IC Time Burden (Hours)
657,329
0
657,329
0
0
0
Annual IC Cost Burden (Dollars)
112,403,250
0
112,403,250
0
0
0
Documents for IC
Title
Document
Date Uploaded
No associated records found
Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.