Rule 31a-2: Records to be preserved by registered investment companies, certain majority-owned subsidiaries thereof, and other persons having transactions with registered investment companies

Rule 31a-2: Records to be preserved by registered investment companies, certain majority-owned subsidiaries thereof, and other persons having transactions with registered investment companies.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0179 can be found here:

Documents and Forms

Document Name Document Type
EDGAR PIA_Redacted.pdf EDGAR PIA IC Document
EDGAR PIA_Redacted.pdf EDGAR PIA IC Document

Information Collection (IC) Details

IC Title:	Rule 31a-2: Records to be preserved by registered investment companies, certain majority-owned subsidiaries thereof, and other persons having transactions with registered investment companies	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 270.31a-2

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 2,754	Number of Respondents for Small Entity: 23

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	2,754	-406	3,160
Annual IC Time Burden (Hours)	606,982	-89,482	696,464
Annual IC Cost Burden (Dollars)	111,751,674	-3,620,811	115,372,485

Documents for IC

Title	Document	Date Uploaded
EDGAR PIA	EDGAR PIA_Redacted.pdf	10/06/2015

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.