Employee Retirement Income Security Act Prohibited Transaction Exemption 1986-128 For Securities Transactions Involving Employee Benefit Plans and Broker-Dealers

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Documents and Forms

Document Name Document Type
pte 86-128.rtf Other-Prohibited Transaction Exempti
pte 86-128.rtf Other-Prohibited Transaction Exempti
pte86-128amendment2002.pdf Other-Prohibited Transaction Exempti
pte86-128amendment2002.pdf Other-Prohibited Transaction Exempti

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Employee Retirement Income Security Act Prohibited Transaction Exemption 1986-128 For Securities Transactions Involving Employee Benefit Plans and Broker-Dealers	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Other-Prohibited Transaction Exemption			pte 86-128.rtf		Yes	No	Printable Only
Other-Prohibited Transaction Exemption Amendment			pte86-128amendment2002.pdf		No		Printable Only

Line of Business: Income Security

Subfunction: General Retirement and Disability

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 8,048	Number of Respondents for Small Entity: 7,002

Affected Public: Private Sector	Private Sector: Businesses or other for-profits, Not-for-profit institutions

Percentage of Respondents Reporting Electronically: 94 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	275,745	-543,703	819,448
Annual IC Time Burden (Hours)	2,193	-17,302	19,495
Annual IC Cost Burden (Dollars)	296,108	-364,937	661,045

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.