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Rule 17j-1 (17 CFT 270.17j-1) under the Investment Company Act of 1940, Personal Investment Activities of Investment Company Personnel
Rule 17j-1 (17 CFR 270.17j-1) under the Investment Company Act of 1940, Personal Investment Activities of Investment Company Personnel
OMB: 3235-0224
IC ID: 34621
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SEC
OMB 3235-0224
ICR 202203-3235-013
IC 34621
( )
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Document Type
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Information Collection (IC) Details
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IC Title:
Rule 17j-1 (17 CFT 270.17j-1) under the Investment Company Act of 1940, Personal Investment Activities of Investment Company Personnel
Agency IC Tracking Number:
IM-270-239
Is this a Common Form?
No
IC Status:
Modified
Obligation to Respond:
Mandatory
CFR Citation:
17 CFR 270.17j
Information Collection Instruments:
Document Type
Form No.
Form Name
Instrument File
URL
Available Electronically?
Can Be Submitted Electronically?
Electronic Capability
Federal Enterprise Architecture Business Reference Module
Line of Business:
Economic Development
Subfunction:
Financial Sector Oversight
Privacy Act System of Records
Title:
FR Citation:
Number of Respondents:
85,927
Number of Respondents for Small Entity:
0
Affected Public:
Private Sector
Private Sector:
Businesses or other for-profits
Percentage of Respondents Reporting Electronically:
50 %
Approved
Program Change Due to New Statute
Program Change Due to Agency Discretion
Change Due to Adjustment in Agency Estimate
Change Due to Potential Violation of the PRA
Previously Approved
Annual Number of Responses for this IC
107,363
0
0
325
0
107,038
Annual IC Time Burden (Hours)
376,628
0
0
8,534
0
368,094
Annual IC Cost Burden (Dollars)
4,020,000
0
0
105,000
0
3,915,000
Documents for IC
Title
Document
Date Uploaded
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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.