Rule 17j-1 (17 CFT 270.17j-1) under the Investment Company Act of 1940, Personal Investment Activities of Investment Company Personnel

Rule 17j-1 (17 CFR 270.17j-1) under the Investment Company Act of 1940, Personal Investment Activities of Investment Company Personnel

OMB: 3235-0224

IC ID: 34621

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Rule 17j-1 (17 CFT 270.17j-1) under the Investment Company Act of 1940, Personal Investment Activities of Investment Company Personnel IM-270-239
 
No Modified
 
Mandatory
 
17 CFR 270.17j

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

85,927 0
   
Private Sector Businesses or other for-profits
 
   50 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 107,363 0 0 325 0 107,038
Annual IC Time Burden (Hours) 376,628 0 0 8,534 0 368,094
Annual IC Cost Burden (Dollars) 4,020,000 0 0 105,000 0 3,915,000

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