IC5 - Rule 404: Books and Records to Be Made and Maintained by Funding Portals - Ongoing Burden

Crowdfunding Rules 400-404 (Funding Portals)

Documents and Forms

Document Name Document Type

no available documents/forms check other ICs listed under this ICR

Information Collection (IC) Details

IC Title:	IC5 - Rule 404: Books and Records to Be Made and Maintained by Funding Portals - Ongoing Burden	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 227.404

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: SEC-1	FR Citation: 41 FR 41550

Number of Respondents: 99	Number of Respondents for Small Entity: 59

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	99	51	48
Annual IC Time Burden (Hours)	32,175	16,575	15,600
Annual IC Cost Burden (Dollars)	529,650	272,850	256,800

Documents for IC

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.