Tips, Complaints and Referral Database-TCR

Electronic Data Collection System-Tips, Complaints, Referrals (TCR)

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0672 can be found here:

Documents and Forms

Document Name Document Type
Tips, Complaints and Referral Database-TCR Form and Instruction
NEW Online EDC TCR 082117.pdf denebleo.sec.gov/TCRExternal/index.xhtml Form and Instruction
NEW Online EDC TCR 082117.pdf denebleo.sec.gov/TCRExternal/index.xhtml Form and Instruction
secsorn63.pdf SEC 63 Tips, Complaints, and Referrals (TCR) Records. IC Document
secsorn63.pdf SEC 63 Tips, Complaints, and Referrals (TCR) Records. IC Document
pia-tcr.pdf Privacy Impact Assessment- TCR IC Document
pia-tcr.pdf Privacy Impact Assessment- TCR IC Document

Information Collection (IC) Details

IC Title:	Tips, Complaints and Referral Database-TCR	Agency IC Tracking Number:	EN-270-621

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Voluntary

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	N/A	N/A	NEW Online EDC TCR 082117.pdf	https://denebleo.sec.gov/TCRExternal/index.xhtml	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: SEC 63- Tips, Complaints, and Referrals (TCR) Records.	FR Citation: 76 FR 3021

Number of Respondents: 28,000	Number of Respondents for Small Entity: 0

Affected Public: Individuals or Households

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to Agency Discretion	Change Due to Potential Violation of the PRA
Annual Number of Responses for this IC	28,000	12,000	16,000
Annual IC Time Burden (Hours)	14,000	6,000	8,000
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
SEC 63 Tips, Complaints, and Referrals (TCR) Records.	secsorn63.pdf	09/18/2014
Privacy Impact Assessment- TCR	pia-tcr.pdf	06/12/2017

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.