30 Day Notice

Federal Register / Vol. 87, No. 93 / Friday, May 13, 2022 / Notices
Dated: May 9, 2022.
J. Matthew DeLesDernier,
Assistant Secretary.

disapprove, the proposed rule change
(File No. SR–NYSEArca–2022–13).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.6
J. Matthew DeLesDernier,
Assistant Secretary.

[FR Doc. 2022–10289 Filed 5–12–22; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION

lotter on DSK11XQN23PROD with NOTICES1

SECURITIES AND EXCHANGE
COMMISSION

May 9, 2022.

Self-Regulatory Organizations; MIAX
Emerald, LLC; Notice of Withdrawal of
Proposed Rule Change To Amend the
MIAX Emerald Fee Schedule To Adopt
a Tiered-Pricing Structure for
Additional Limited Service MIAX
Emerald Express Interface Ports

On March 9, 2022, NYSE Arca, Inc.
filed with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change to modify certain factors
relevant to the quote instability
calculation for Discretionary Pegged
Orders. The proposed rule change was
published for comment in the Federal
Register on March 28, 2022.3
Section 19(b)(2) of the Act 4 provides
that within 45 days of the publication of
notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding, or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The 45th day after
publication of the notice for this
proposed rule change is May 12, 2022.
The Commission is extending the 45day time period for Commission action
on the proposed rule change. The
Commission finds it appropriate to
designate a longer period within which
to take action on the proposed rule
change so that it has sufficient time to
consider the proposed rule change.
Accordingly, pursuant to Section
19(b)(2) of the Act,5 the Commission
designates June 26, 2022 as the date by
which the Commission shall either
approve or disapprove, or institute
proceedings to determine whether to
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 94490
(Mar. 22, 2022), 87 FR 17376 (Mar. 28, 2022).
4 15 U.S.C. 78s(b)(2).
5 Id.

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[FR Doc. 2022–10256 Filed 5–12–22; 8:45 am]
BILLING CODE 8011–01–P

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BILLING CODE 8011–01–P

Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Designation of a
Longer Period for Commission Action
on a Proposed Rule Change To Amend
Rule 7.31–E(h)(3)

2 17

For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.7
J. Matthew DeLesDernier,
Assistant Secretary.

[FR Doc. 2022–10253 Filed 5–12–22; 8:45 am]

[Release No. 34–94869; File No. SR–
NYSEArca–2022–13]

1 15

29417

[Release No. 34–94872; File No. SR–
EMERALD–2022–15]

May 9, 2022.

On April 1, 2022, MIAX Emerald, LLC
(‘‘MIAX Emerald’’ or ‘‘Exchange’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’),1 and
Rule 19b–4 thereunder,2 a proposed rule
change to amend the Exchange’s Fee
Schedule to adopt a tiered-pricing
structure for additional limited service
express interface ports.
The proposed rule change was
immediately effective upon filing with
the Commission pursuant to Section
19(b)(3)(A) of the Act.3 On April 20,
2022, the proposed rule change was
published for comment in the Federal
Register and, pursuant to Section
19(b)(3)(C) of the Act,4 the Commission:
(1) Temporarily suspended the
proposed rule change; and (2) instituted
proceedings under Section 19(b)(2)(B) of
the Act 5 to determine whether to
approve or disapprove the proposed
rule change.6 On May 2, 2022, the
Exchange withdrew the proposed rule
change (SR–EMERALD–2022–15).
6 17

CFR 200.30–3(a)(31).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A). A proposed rule change
may take effect upon filing with the Commission if
it is designated by the exchange as ‘‘establishing or
changing a due, fee, or other charge imposed by the
self-regulatory organization on any person, whether
or not the person is a member of the self-regulatory
organization.’’ 15 U.S.C. 78s(b)(3)(A)(ii).
4 15 U.S.C. 78s(b)(3)(C).
5 15 U.S.C. 78s(b)(2)(B).
6 See Securities Exchange Act Release No. 94718
(April 14, 2022), 87 FR 23633.
1 15

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[SEC File No. 270–291, OMB Control No.
3235–0328]

Submission for OMB Review;
Comment Request
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Extension:
Form ID

Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget this
request for extension of the previously
approved collection of information
discussed below.
Form ID (OMB Control No. 3235–
0328; SEC File No. 270–291) is used by
companies and other entities to apply
for identification numbers and
passwords used in conjunction with the
EDGAR electronic filing system. The
information provided on Form ID is
essential to the security of the EDGAR
system. Form ID is a not a public
document because it is used solely for
the purpose of registering filers on the
EDGAR system. Form ID must be filed
every time a registrant or other person
obtains or changes an identification
number. Form ID is filed by individuals,
companies or other for-profit
organizations that are required to file
electronically. We estimate
approximately 48,493 registrants file
Form ID and it takes approximately an
estimated 0.15 hours per response for a
total annual burden of 7,274 hours.
An agency may conduct or sponsor,
and a person is not required to respond
to, a collection of information unless it
displays a currently valid control
number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
7 17

CFR 200.30–3(a)(12).

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29418

Federal Register / Vol. 87, No. 93 / Friday, May 13, 2022 / Notices

for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice by June 13, 2022 to (i)
www.reginfo.gov/public/do/PRAMain
and (ii) David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o John
Pezzullo, 100 F Street NE, Washington,
DC 20549, or by sending an email to:
PRA_Mailbox@sec.gov.
Dated: May 9, 2022.
J. Matthew DeLesDernier,
Assistant Secretary.

For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.7
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2022–10254 Filed 5–12–22; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION

[FR Doc. 2022–10291 Filed 5–12–22; 8:45 am]
BILLING CODE 8011–01–P

[SEC File No. 270–549, OMB Control No.
3235–0610]

SECURITIES AND EXCHANGE
COMMISSION

Submission for OMB Review;
Comment Request

[Release No. 34–94870; File Nos. SR–MIAX–
2022–15, SR–EMERALD–2022–14]

Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736

Self-Regulatory Organizations; Miami
International Securities Exchange, LLC
and MIAX Emerald, LLC; Notice of
Withdrawal of Proposed Rule Changes
To Establish Fees for the Exchanges’
cToM Market Data Products
May 9, 2022.

On April 1, 2022, Miami International
Securities Exchange, LLC (‘‘MIAX’’) and
MIAX Emerald, LLC (‘‘MIAX Emerald’’)
(collectively, the ‘‘Exchanges’’) each
filed with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’),1 and
Rule 19b–4 thereunder,2 a proposed rule
change to establish fees for,
respectively, the MIAX Complex Top of
Market (‘‘cToM’’) and the MIAX
Emerald cToM market data products.
The proposed rule changes were
immediately effective upon filing with
the Commission pursuant to Section
19(b)(3)(A) of the Act.3 On April 20,
2022, the proposed rule changes were
published for comment in the Federal
Register and, pursuant to Section
19(b)(3)(C) of the Act,4 the Commission:
(1) Temporarily suspended the
proposed rule changes; and (2)
instituted proceedings under Section
19(b)(2)(B) of the Act 5 to determine
1 15

U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A). A proposed rule change
may take effect upon filing with the Commission if
it is designated by the exchange as ‘‘establishing or
changing a due, fee, or other charge imposed by the
self-regulatory organization on any person, whether
or not the person is a member of the self-regulatory
organization.’’ 15 U.S.C. 78s(b)(3)(A)(ii).
4 15 U.S.C. 78s(b)(3)(C).
5 15 U.S.C. 78s(b)(2)(B).
2 17

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whether to approve or disapprove the
proposed rule changes.6 On April 29,
2022, the Exchanges withdrew the
proposed rule changes (SR–MIAX–
2022–15, SR–EMERALD–2022–14).

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Extension:
Rule 248.30

Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission (the
‘‘Commission’’) has submitted to the
Office of Management and Budget a
request for extension of the previously
approved collection of information
discussed below.
Rule 248.30 (17 CFR 248.30) under
Regulation S–P is titled ‘‘Procedures to
Safeguard Customer Records and
Information; Disposal of Consumer
Report Information.’’ Rule 248.30 (the
‘‘safeguard rule’’) requires brokers,
dealers, investment companies, and
investment advisers registered with the
Commission (‘‘registered investment
advisers’’) (collectively ‘‘covered
institutions’’) to adopt written policies
and procedures for administrative,
technical, and physical safeguards to
protect customer records and
information. The safeguards must be
reasonably designed to ‘‘insure the
security and confidentiality of customer
records and information,’’ ‘‘protect
against any anticipated threats or
hazards to the security and integrity’’ of
those records, and protect against
unauthorized access to or use of those
records or information, which ‘‘could
result in substantial harm or
6 See Securities Exchange Act Release Nos. 94716
(April 14, 2022), 87 FR 23616 (SR–MIAX–2022–15);
and 94715 (April 14, 2022), 87 FR 23674 (SR–
EMERALD–2022–14).
7 17 CFR 200.30–3(a)(12).

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inconvenience to any customer.’’ The
safeguard rule’s requirement that
covered institutions’ policies and
procedures be documented in writing
constitutes a collection of information
and must be maintained on an ongoing
basis. This requirement eliminates
uncertainty as to required employee
actions to protect customer records and
information and promotes more
systematic and organized reviews of
safeguard policies and procedures by
institutions. The information collection
also assists the Commission’s
examination staff in assessing the
existence and adequacy of covered
institutions’ safeguard policies and
procedures.
We estimate that as of the end of
2020, there are 3,681 broker-dealers,
2,840 investment companies, and
13,788 investment advisers registered
with the Commission, for a total of
20,309 covered institutions. We believe
that all of these covered institutions
have already documented their
safeguard policies and procedures in
writing and therefore will incur no
hourly burdens related to the initial
documentation of policies and
procedures. Although existing covered
institutions would not incur any initial
hourly burden in complying with the
safeguards rule, we expect that newly
registered institutions would incur some
hourly burdens associated with
documenting their safeguard policies
and procedures. We estimate that
approximately 1,375 broker-dealers,
investment companies, or investment
advisers register with the Commission
annually. However, we also expect that
approximately 20% of these newly
registered covered institutions, or 372
institutions, are affiliated with an
existing covered institution, and will
rely on an organization-wide set of
previously documented safeguard
policies and procedures created by their
affiliates. We estimate that these
affiliated newly registered covered
institutions will incur a significantly
reduced hourly burden in complying
with the safeguards rule, as they will
need only to review their affiliate’s
existing policies and procedures, and
identify and adopt the relevant policies
for their business. Therefore, we expect
that newly registered covered
institutions with existing affiliates will
incur an hourly burden of
approximately 15 hours in identifying
and adopting safeguard policies and
procedures for their business, for a total
hourly burden for all affiliated new
institutions of 5,580 hours. We expect
that half of this time would be incurred
by inside counsel at an hourly rate of

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